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Rio Tinto PLC — Director's Dealing 2010
Dec 21, 2010
4666_dirs_2010-12-21_e0773ab9-68cf-4c77-a6e8-df22b54551c2.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: CLOUD PEAK ENERGY INC. (CLD)
CIK: 0001441849
Period of Report: 2010-12-21
Reporting Person: RIO TINTO PLC (Director, 10% Owner)
Reporting Person: RIO TINTO EUROPEAN HOLDINGS LTD (Director, 10% Owner)
Reporting Person: RIO TINTO WESTERN HOLDINGS LTD (Director, 10% Owner)
Reporting Person: RIO TINTO AMERICA HOLDINGS INC (Director, 10% Owner)
Reporting Person: RIO TINTO AMERICA INC (Director, 10% Owner)
Reporting Person: RIO TINTO ENERGY AMERICA INC (Director, 10% Owner)
Reporting Person: KENNECOTT MANAGEMENT SERVICES CO (Director, 10% Owner)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2010-12-21 | Common Stock | C | 29400000 | — | Acquired | 29400000 | Indirect |
| 2010-12-21 | Common Stock | S | 29400000 | $19.50 | Disposed | 0 | Indirect |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2010-12-21 | Common Membership Units | $ | C | 29400000 | Disposed | Common Stock, par value $0.01 per share, of CLD (29400000) | Indirect |
Footnotes
F1: For text of footnote 1, see Exhibit 99.1.
F2: For text of footnote 2, see Exhibit 99.1.
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