Skip to main content

AI assistant

Sign in to chat with this filing

The assistant answers questions, extracts KPIs, and summarises risk factors directly from the filing text.

Rio Tinto PLC Director's Dealing 2010

Dec 21, 2010

4666_dirs_2010-12-21_e0773ab9-68cf-4c77-a6e8-df22b54551c2.zip

Director's Dealing

Open in viewer

Opens in your device viewer

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: CLOUD PEAK ENERGY INC. (CLD)
CIK: 0001441849
Period of Report: 2010-12-21

Reporting Person: RIO TINTO PLC (Director, 10% Owner)
Reporting Person: RIO TINTO EUROPEAN HOLDINGS LTD (Director, 10% Owner)
Reporting Person: RIO TINTO WESTERN HOLDINGS LTD (Director, 10% Owner)
Reporting Person: RIO TINTO AMERICA HOLDINGS INC (Director, 10% Owner)
Reporting Person: RIO TINTO AMERICA INC (Director, 10% Owner)
Reporting Person: RIO TINTO ENERGY AMERICA INC (Director, 10% Owner)
Reporting Person: KENNECOTT MANAGEMENT SERVICES CO (Director, 10% Owner)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2010-12-21 Common Stock C 29400000 Acquired 29400000 Indirect
2010-12-21 Common Stock S 29400000 $19.50 Disposed 0 Indirect

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2010-12-21 Common Membership Units $ C 29400000 Disposed Common Stock, par value $0.01 per share, of CLD (29400000) Indirect

Footnotes

F1: For text of footnote 1, see Exhibit 99.1.

F2: For text of footnote 2, see Exhibit 99.1.