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Rio Tinto PLC — Director's Dealing 2009
Nov 20, 2009
4666_dirs_2009-11-20_eb7a81fe-c88b-404f-ae07-8b7c71d2bce6.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: CLOUD PEAK ENERGY INC. (CLD)
CIK: 0001441849
Period of Report: 2009-11-19
Reporting Person: RIO TINTO PLC (Director, 10% Owner)
Reporting Person: RIO TINTO EUROPEAN HOLDINGS LTD (Director, 10% Owner)
Reporting Person: RIO TINTO WESTERN HOLDINGS LTD (Director, 10% Owner)
Reporting Person: RIO TINTO AMERICA HOLDINGS INC (Director, 10% Owner)
Reporting Person: RTAH LLC (Director, 10% Owner)
Reporting Person: RIO TINTO AMERICA INC (Director, 10% Owner)
Reporting Person: RIO TINTO ENERGY AMERICA INC (Director, 10% Owner)
Reporting Person: KENNECOTT MANAGEMENT SERVICES CO (Director, 10% Owner)
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2009-11-19 | Common Membership Units | $0 | D | 30600000 | Disposed | Common Stock of Cloud Peak Energy Inc., par value $.01/share (30600000) | Indirect |
Footnotes
F1: For text of Footnote 1, see Exhibit 99.1.
F2: For text of Footnote 2, see Exhibit 99.1.
F3: For text of Footnote 3, see Exhibit 99.1.