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RIO TINTO LIMITED — Regulatory Filings 2007
Nov 13, 2007
65705_rns_2007-11-13_cf80fd36-663e-4274-8195-f5726937b741.pdf
Regulatory Filings
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News release…
13 November 2007
Disclosure in accordance with Rule 2.10 of the City Code
In accordance with Rule 2.10 of The City Code on Takeovers and Mergers (the “City Code” ), Rio Tinto plc and Rio Tinto Limited confirm that as at the close of business on 13 November 2007 they had the following securities in issue:
Rio Tinto plc: 997,118,253 ordinary shares of 10 pence each. ISIN GB0007188757 1 DLC dividend share of 10 pence 1 special voting share of 10 pence Rio Tinto Limited: *456,815,943 Ordinary shares ISIN AU000000RIO1 1 DLC dividend share 1 special voting share
*Rio Tinto plc, through Tinto Holdings Australia Pty Limited, holds 171,072,520 ordinary issued shares in Rio Tinto Limited, representing 37.45% of Rio Tinto Limited’s shares in issue. The balance of 285,743,423 ordinary shares are publicly held.
In 1995, Rio Tinto shareholders approved the terms of the dual listed companies (“DLC”) merger which was designed to place the shareholders of both companies in substantially the same position as if they held shares in a single enterprise owning all the assets of both Companies. The DLC dividend shares and the special voting shares issued by Rio Tinto plc and Rio Tinto Limited carry rights to facilitate the operation of the DLC structure. For more information on Rio Tinto’s DLC structure and the rights attaching to the DLC Dividend shares and the special voting shares, please see Rio Tinto’s 2006 Annual report and financial statements.
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About Rio Tinto
Rio Tinto is a leading international mining group headquartered in the UK, combining Rio Tinto plc, a London listed company, and Rio Tinto Limited, which is listed on the Australian Securities Exchange.
Rio Tinto's business is finding, mining, and processing mineral resources. Major products are aluminium, copper, diamonds, energy (coal and uranium), gold, industrial minerals (borax, titanium dioxide, salt, talc) and iron ore. Activities span the world but are strongly represented in Australia and North America with significant businesses in South America, Asia, Europe and southern Africa.
For further information, please contact:
Media Relations, Australia
Amanda Buckley Office: +61 (0) 3 9283 3627 Mobile: +61 (0) 419 801 349 Ian Head Office: +61 (0) 3 9283 3620 Mobile: +61 (0) 408 360 101
Media Relations, London Nick Cobban Office: +44 (0) 20 8080 1305 Mobile: +44 (0) 7920 041 003
Investor Relations, Australia
Dave Skinner Office: +61 (0) 3 9283 3628 Mobile: +61 (0) 408 335 309
Investor Relations, North America
Jason Combes Office: +1 (0) 801 685 4535 Mobile: +1 (0) 801 558 2645
Investor Relations, London
Nigel Jones Office: +44 (0) 20 7753 2401 Mobile: +44 (0) 7917 227365 David Ovington Office: +44 (0) 20 7753 2326 Mobile: +44 (0) 7920 010 978
Email: [email protected]
Website: www.riotinto.com
High resolution photographs available at: www.newscast.co.uk
Dealing Disclosure requirements
Under the provisions of Rule 8.3 of the United Kingdom’s Code on Takeovers and Mergers (the “Code”), if any person is, or becomes, “interested” (directly or indirectly) in 1 per cent. or more of any class of “relevant securities” of Rio Tinto plc (the “Company”), all “dealings” in any “relevant securities” of the Company (including by means of an option in respect of, or a derivative referenced to, any such “relevant securities”) must be publicly disclosed by no later than 3.30 p.m. (London time) on the London business day following the date of the relevant transaction. This requirement will continue until the date on which the offer becomes, or is declared, unconditional as to acceptances, lapses or is otherwise withdrawn or on which the “offer period” otherwise ends. If two or more persons act together pursuant to an agreement or understanding, whether formal or informal, to acquire an “interest” in “relevant securities” of the Company, they will be deemed to be a single person for the purpose of Rule 8.3.
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Under the provisions of Rule 8.1 of the Code, all “dealings” in “relevant securities” of BHP Billiton or of the Company by BHP Billiton or the Company, or by any of their respective “associates”, must be disclosed by no later than 12.00 noon (London time) on the London business day following the date of the relevant transaction.
A disclosure table, giving details of the companies in whose “relevant securities” “dealings” should be disclosed, and the number of such securities in issue, can be found on the Takeover Panel’s website at www.thetakeoverpanel.org.uk
“Interests in securities” arise, in summary, when a person has long economic exposure, whether conditional or absolute, to changes in the price of securities. In particular, a person will be treated as having an “interest” by virtue of the ownership or control of securities, or by virtue of any option in respect of, or derivative referenced to, securities.
Terms in quotation marks are defined in the Code, which can also be found on the Panel’s website. If you are in any doubt as to whether or not you are required to disclose a “dealing” under Rule 8, you should consult the Panel.