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RIO TINTO LIMITED — Director's Dealing 2021
Dec 2, 2021
65705_rns_2021-12-02_a3b1b49f-dbb2-4c6c-917a-111c79b361df.pdf
Director's Dealing
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Notice to ASX/LSE
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2 December 2021
Shareholdings of persons discharging managerial responsibility (PDMR) / Key Management Personnel (KMP)
As part of its dual listed company structure, Rio Tinto notifies dealings in Rio Tinto plc and Rio Tinto Limited securities by PDMR / KMP to both the Australian Securities Exchange (ASX) and the London Stock Exchange (LSE).
Bonus Deferral Awards (“BDA”) granted under the Rio Tinto 2018 Equity Incentive Plan
50% of the annual bonuses of the participating executives are delivered as BDA in the form of deferred ordinary shares of Rio Tinto plc or Rio Tinto Limited (“shares”), as applicable. The BDA vests in December of the third year after the end of the performance year to which the annual bonus relates.
On 1 December 2021, Rio Tinto was notified that the following PDMR / KMP received their vested 2019 BDA in the form of shares, of which sufficient were sold to pay applicable withholding tax and other deductions.
| Security | Name of | Conditional | No: of | No: of | Price per Share | No: of | Date of |
|---|---|---|---|---|---|---|---|
| PDMR / KMP | Award | Shares | Shares | Shares | Transaction | ||
| Granted | Vested* | Sold | Retained | ||||
| Rio Tinto plc | Baatar, Bold | 5,205 | 6,511 | 3,032 | 46.6727 GBP | 3,479 | 1/12/2021 |
| shares | |||||||
| Rio Tinto plc | Barrios, | 6,715 | 8,400 | 3,866 | 46.6727 GBP | 4,534 | 1/12/2021 |
| shares | Alfredo | ||||||
| Rio Tinto plc | Cunningham, | 1,447 | 1,810 | 843 | 46.6727 GBP | 967 | 1/12/2021 |
| shares | Peter** | ||||||
| Rio Tinto | Kaufman, | 1,519 | 1,862 | 0 | N/A | 1,862 | 1/12/2021 |
| Limited shares | Sinead** | ||||||
| Rio Tinto plc | Stausholm, | 3,022 | 3,780 | 412 | 46.6727 GBP | 3,368 | 1/12/2021 |
| shares | Jakob | ||||||
| Rio Tinto plc | Trott, Simon | 6,140 | 7,681 | 1,674 | 46.6727 GBP | 6,007 | 1/12/2021 |
| shares | |||||||
| Rio Tinto | Vella, Ivan** | 1,046 | 1,282 | 669 | 95.81 AUD | 613 | 1/12/2021 |
| Limited shares |
*The number of shares vested includes additional shares calculated to reflect dividends declared during the vesting period on the original shares granted .
** Deferral was 25% of annual bonus as it related to a performance year prior to becoming a PDMR / KMP.
FCA notifications in accordance with the EU Market Abuse Regulation have been issued to the London Stock Exchange contemporaneously with this release.
Please direct all enquiries to [email protected]
Contacts
Media Relations, UK
Media Relations, Australia
Illtud Harri M +44 7920 503 600
Jonathan Rose
M +61 447 028 913
David Outhwaite M +44 7787 597 493
Matt Chambers M +61 433 525 739
Media Relations, Americas
Matthew Klar T +1 514 608 4429
Jesse Riseborough M +61 436 653 412
Investor Relations, Australia
Investor Relations, UK
Menno Sanderse
M: +44 7825 195 178
Natalie Worley M +61 409 210 462
Amar Jambaa M +61 472 865 948
David Ovington
M +44 7920 010 978 Clare Peever M +44 7788 967 877
Rio Tinto plc
Rio Tinto Limited
6 St James’s Square London SW1Y 4AD United Kingdom
Level 7, 360 Collins Street Melbourne 3000 Australia
T +44 20 7781 2000 Registered in England No. 719885
T +61 3 9283 3333 Registered in Australia ABN 96 004 458 404
This announcement is authorised for release to the market by Steve Allen, Rio Tinto’s Group Company Secretary.
riotinto.com
Notice to ASX/LSE
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