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RingCentral, Inc. Director's Dealing 2021

Jan 20, 2021

31440_dirs_2021-01-20_1868b17d-f074-40d4-995d-202ac05c76dd.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: RingCentral, Inc. (RNG)
CIK: 0001384905
Period of Report: 2021-01-19

Reporting Person: Marlow John H (SVP, CAO & General Counsel)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2021-01-19 Class A Common Stock M 4167 $16.05 Acquired 165589 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2021-01-19 Stock Options (right to buy) $16.05 M 4167 Disposed 2021-04-15 Class A Common Stock (4167) Direct

Holdings (Derivative)

Security Exercise Price Expiration Underlying Shares Ownership
Class B Common Stock $ Class A Common Stock (298334) 298334 Direct
Class B Common Stock $ Class A Common Stock (40000) 40000 Indirect
Class B Common Stock $ Class A Common Stock (12500) 12500 Indirect
Class B Common Stock $ Class A Common Stock (12500) 12500 Indirect

Footnotes

F1: Options were fully vested and exercisable.

F2: Each share of Class B Common Stock is convertible at any time at the option of the holder into one share of Class A Common Stock and has no expiration date. In addition, each share of Class B Common Stock held by a shareholder will convert automatically into one share of Class A Common Stock upon (i) any transfer of such share (subject to certain exceptions), or (ii) the occurrence of certain other specific instances, including the vote of the holders of the Class B Common Stock, as set forth in the issuer's Amended and Restated Certificate of Incorporation.

F3: Shares held in The M&M Family 2020 Irrevocable Trust. The Reporting Person and his spouse are co-trustees of this trust.

F4: Shares held in a trust for the benefit of the Reporting Person's children. The Reporting Person and his spouse are co-trustees of this trust.