RingCentral, Inc. — Director's Dealing 2021

Jun 11, 2021

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: RingCentral, Inc. (RNG)
CIK: 0001384905
Period of Report: 2021-06-09

Reporting Person: Marlow John H (SVP, CAO & General Counsel)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2021-06-09	Class A Common Stock	C	4000	$0.00	Acquired	197947	Direct
2021-06-09	Class A Common Stock	S	196	$257.50	Disposed	197751	Direct
2021-06-09	Class A Common Stock	S	104	$258.91	Disposed	197647	Direct
2021-06-09	Class A Common Stock	S	828	$259.55	Disposed	196819	Direct
2021-06-09	Class A Common Stock	S	272	$260.33	Disposed	196547	Direct
2021-06-09	Class A Common Stock	S	1300	$261.70	Disposed	195247	Direct
2021-06-09	Class A Common Stock	S	1000	$262.69	Disposed	194247	Direct
2021-06-09	Class A Common Stock	S	300	$263.41	Disposed	193947	Direct
2021-06-09	Class A Common Stock	C	420	$0.00	Acquired	420	Indirect
2021-06-09	Class A Common Stock	S	100	$260.41	Disposed	320	Indirect
2021-06-09	Class A Common Stock	S	220	$261.65	Disposed	100	Indirect
2021-06-09	Class A Common Stock	S	100	$262.62	Disposed	0	Indirect
2021-06-09	Class A Common Stock	C	250	$0.00	Acquired	250	Indirect
2021-06-09	Class A Common Stock	S	250	$262.21	Disposed	0	Indirect

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2021-06-09	Class B Common Stock	$	C	4000	Disposed		Class A Common Stock (4000)	Direct
2021-06-09	Class B Common Stock	$	C	420	Disposed		Class A Common Stock (420)	Indirect
2021-06-09	Class B Common Stock	$	C	250	Disposed		Class A Common Stock (250)	Indirect

Footnotes

F1: Each Share of Class A Common Stock was issued upon conversion of one share of Class B Common Stock.

F2: The sales reported in this Form 4 were effected pursuant to Rule 10b5-1 trading plans adopted by the Reporting Person on December 14, 2020.

F3: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $257.04 to $257.98, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (3) through (9) and footnotes (11) and (13) to this Form 4.

F4: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $258.10 to $258.94, inclusive.

F5: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $259.10 to $260.09, inclusive.

F6: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $260.15 to $260.43, inclusive.

F7: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $261.19 to $262.075, inclusive.

F8: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $262.19 to $263.085, inclusive.

F9: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $263.255 to $263.585, inclusive.

F10: Shares held in The M&M Family 2020 Irrevocable Trust. The Reporting Person and his spouse are co-trustees of this trust.

F11: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $261.435 to $261.84, inclusive.

F12: Shares held in trusts for the benefit of the Reporting Person's children. The Reporting Person and his spouse are co-trustees of these trusts.

F13: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $261.82 to $262.75, inclusive.

F14: Each share of Class B Common Stock is convertible at any time at the option of the holder into one share of Class A Common Stock and has no expiration date. In addition, each share of Class B Common Stock held by a shareholder will convert automatically into one share of Class A Common Stock upon (i) any transfer of such share (subject to certain exceptions), or (ii) the occurrence of certain other specific instances, including the vote of the holders of the Class B Common Stock, as set forth in the issuer's Amended and Restated Certificate of Incorporation.