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RingCentral, Inc. — Director's Dealing 2020
Mar 14, 2020
31440_dirs_2020-03-13_957b3825-a074-4760-90b9-ab25a0ddab1a.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: RingCentral, Inc. (RNG)
CIK: 0001384905
Period of Report: 2020-03-11
Reporting Person: Dhruv Mitesh (Chief Financial Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2020-03-11 | Class A Common Stock | C | 4764 | $0.00 | Acquired | 229433 | Direct |
| 2020-03-11 | Class A Common Stock | M | 2084 | $20.88 | Acquired | 231517 | Direct |
| 2020-03-11 | Class A Common Stock | M | 2981 | $16.05 | Acquired | 234498 | Direct |
| 2020-03-11 | Class A Common Stock | M | 12033 | $15.98 | Acquired | 246531 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2020-03-11 | Stock Option (right to buy) | $10.42 | M | 4764 | Disposed | 2023-06-12 | Class B Common Stock (4764) | Direct |
| 2020-03-11 | Class B Common Stock | $ | M | 4764 | Acquired | Class A Common Stock (4764) | Direct | |
| 2020-03-11 | Class B Common Stock | $ | C | 4764 | Disposed | Class A Common Stock (4764) | Direct | |
| 2020-03-11 | Stock Option (right to buy) | $20.88 | M | 2084 | Disposed | 2021-02-11 | Class A Common Stock (2084) | Direct |
| 2020-03-11 | Stock Option (right to buy) | $16.05 | M | 2981 | Disposed | 2021-04-15 | Class A Common Stock (2981) | Direct |
| 2020-03-11 | Stock Option (right to buy) | $15.98 | M | 12033 | Disposed | 2023-02-09 | Class A Common Stock (12033) | Direct |
Footnotes
F1: Each Share of Class A Common Stock was issued upon conversion of one share of Class B Common Stock.
F2: Options are fully vested and exercisable.
F3: Each share of Class B Common Stock is convertible at any time at the option of the holder into one share of Class A Common Stock and has no expiration date. In addition, each share of Class B Common Stock held by a shareholder will convert automatically into one share of Class A Common Stock upon (i) any transfer of such share (subject to certain exceptions), or (ii) the occurrence of certain other specific instances, including the vote of the holders of the Class B Common Stock, as set forth in the issuer's Amended and Restated Certificate of Incorporation.