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RingCentral, Inc. — Director's Dealing 2020
Dec 30, 2020
31440_dirs_2020-12-29_1724fb82-721f-4837-92ae-6a7ccb8961b0.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: RingCentral, Inc. (RNG)
CIK: 0001384905
Period of Report: 2020-12-28
Reporting Person: Shah Praful (Chief Strategy Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2020-12-28 | Class A Common Stock | M | 15000 | $2.73 | Acquired | 185843 | Direct |
| 2020-12-28 | Class A Common Stock | M | 5936 | $10.42 | Acquired | 191779 | Direct |
| 2020-12-28 | Class A Common Stock | M | 6257 | $15.98 | Acquired | 198036 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2020-12-28 | Stock Option (right to buy) | $2.73 | M | 15000 | Disposed | 2022-03-02 | Class A Common Stock (15000) | Direct |
| 2020-12-28 | Stock Option (right to buy) | $10.42 | M | 5936 | Disposed | 2023-06-12 | Class A Common Stock (5936) | Direct |
| 2020-12-28 | Stock Option (right to buy) | $15.98 | M | 6257 | Disposed | 2023-02-09 | Class A Common Stock (6257) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Class A Common Stock | 24389 | Indirect |
| Class A Common Stock | 24389 | Indirect |
| Class A Common Stock | 25239 | Indirect |
| Class A Common Stock | 25239 | Indirect |
Footnotes
F1: Shares held by the Praful Shah 2019 Grantor Retained Annuity Trust 1, for which the Reporting Person serves as trustee.
F2: Shares held by the Vandana Shah 2019 Grantor Retained Annuity Trust 1, for which the Reporting Person's spouse serves as trustee.
F3: Shares held in a trust for the benefit of the Reporting Person's children. The Reporting Person and his spouse are co-trustees of this trust.
F4: Options are fully vested and exercisable.
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