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RingCentral, Inc. Director's Dealing 2017

Jul 19, 2017

31440_dirs_2017-07-19_655e9eb6-75c4-4d9c-96ed-3d29646a9ce1.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: RingCentral Inc (RNG)
CIK: 0001384905
Period of Report: 2017-07-18

Reporting Person: Marlow John H (SVP, CAO & General Counsel)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2017-07-18 Class A Common Stock C 5000 $0.00 Acquired 138830 Direct
2017-07-18 Class A Common Stock S 5000 $35.80 Disposed 133830 Direct
2017-07-19 Class A Common Stock C 6000 $0.00 Acquired 139830 Direct
2017-07-19 Class A Common Stock S 6000 $35.80 Disposed 133830 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2017-07-18 Stock options (right to buy) $0.99 M 5000 Disposed 2019-02-13 Class B Common Stock (5000) Direct
2017-07-18 Class B Common Stock $ M 5000 Acquired Class A Common Stock (5000) Direct
2017-07-18 Class B Common Stock $ C 5000 Disposed Class A Common Stock (5000) Direct
2017-07-19 Stock options (right to buy) $0.99 M 6000 Disposed 2019-02-13 Class B Common Stock (6000) Direct
2017-07-19 Class B Common Stock $ M 6000 Acquired Class A Common Stock (6000) Direct
2017-07-19 Class B Common Stock $ C 6000 Disposed Class A Common Stock (6000) Direct

Holdings (Derivative)

Security Exercise Price Expiration Underlying Shares Ownership
Class B Common Stock $ Class A Common Stock (12500) 12500 Indirect
Class B Common Stock $ Class A Common Stock (12500) 12500 Indirect

Footnotes

F1: Each Share of Class A Common Stock was issued upon conversion of one share of Class B Common Stock.

F2: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 14, 2016.

F3: Options are fully vested and exercisable.

F4: Each share of Class B Common Stock is convertible at any time at the option of the holder into one share of Class A Common Stock and has no expiration date. In addition, each share of Class B Common Stock held by a shareholder will convert automatically into one share of Class A Common Stock upon (i) any transfer of such share (subject to certain exceptions), or (ii) the occurrence of certain other specific instances, including the vote of the holders of the Class B Common Stock, as set forth in the issuer's Amended and Restated Certificate of Incorporation.

F5: Shares held in a trust for the benefit of the Reporting Person's children. The Reporting Person and his spouse are co-trustees of this trust.