AI assistant
RingCentral, Inc. — Director's Dealing 2013
Sep 26, 2013
31440_dirs_2013-09-26_3b716749-e1bf-4429-ac1e-857daa6ceb26.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 3 — Initial Statement of Beneficial Ownership
Issuer: RingCentral Inc (RNG)
CIK: 0001384905
Period of Report: 2013-09-26
Reporting Person: LEONE DOUGLAS M (Director, 10% Owner)
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 28839 | Indirect |
| Common Stock | 1079 | Indirect |
| Common Stock | 3082 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Series A Preferred Stock | $ | Common Stock (7322593) | Indirect | ||
| Series A Preferred Stock | $ | Common Stock (274000) | Indirect | ||
| Series A Preferred Stock | $ | Common Stock (782619) | Indirect | ||
| Series B Preferred Stock | $ | Common Stock (416557) | Indirect | ||
| Series B Preferred Stock | $ | Common Stock (15587) | Indirect | ||
| Series B Preferred Stock | $ | Common Stock (44520) | Indirect | ||
| Series C Preferred Stock | $ | Common Stock (264868) | Indirect | ||
| Series C Preferred Stock | $ | Common Stock (9911) | Indirect | ||
| Series C Preferred Stock | $ | Common Stock (28308) | Indirect |
Footnotes
F1: Each share of Common Stock shall be reclassifed as and converted into one share of Class B Common Stock pursuant to the Amended and Restated Certificate of Incorporation of the Issuer to be filed prior to the completion of the Issuer's initial public offering of Class A Common Stock.
F2: Douglas Leone is a managing member of SC XII Management, LLC ("SC XII Management"). SC XII Management is the general partner of Sequoia Capital XII, L.P. and Sequoia Technology Partners XII, L.P. and is the managing member of Sequoia Capital XII Principals Fund, LLC. By virtue of these relationships, Mr. Leone may be deemed to share voting and dispositive power with respect to the shares held by Sequoia Capital XII, L.P., Sequoia Technology Partners XII, L.P. and Sequoia Capital XII Principals Fund, LLC. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purpose.
F3: Each share of Series A Preferred Stock, Series B Preferred Stock and Series C Preferred Stock (i) automatically converts into Common Stock on a 1-for-1 basis upon the effectiveness of the Issuer's registration statement registering Class A Common Stock and (ii) has no expiration date.