AI assistant
RingCentral, Inc. — Director's Dealing 2013
Sep 26, 2013
31440_dirs_2013-09-26_f9b7ef43-c48e-47be-a624-dcd074f0cbea.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 3 — Initial Statement of Beneficial Ownership
Issuer: RingCentral Inc (RNG)
CIK: 0001384905
Period of Report: 2013-09-26
Reporting Person: Marlow John H (SVP & General Counsel)
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 450000 | Direct |
| Common Stock | 12500 | Indirect |
| Common Stock | 12500 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Employee Stock Options (right to buy) | $0.99 | 2018-04-16 | Common Stock (46573) | Direct | |
| Employee Stock Options (right to buy) | $0.99 | 2019-02-13 | Common Stock (121550) | Direct | |
| Employee Stock Options (right to buy) | $2.73 | 2022-03-02 | Common Stock (115000) | Direct | |
| Employee Stock Options (right to buy) | $10.42 | 2023-06-12 | Common Stock (80000) | Direct |
Footnotes
F1: Each share of Common Stock shall be reclassified as and converted into one share of Class B Common Stock pursuant to the Amended and Restated Certificate of Incorporation of the Issuer to be filed prior to the completion of the Issuer's initial public offering of Class A Common Stock.
F2: Shares held in a trust for the benefit of the Reporting Person's daughter. The Reporting Person and his spouse are co-trustees of this trust.
F3: 25% of the shares subject to the option vested on 4/16/2009, and 1/48th of the shares vested each month thereafter over the following 36 months.
F4: 25% of the shares subject to the option vested on 2/13/2010, and 1/48th of the shares vested each month thereafter over the following 36 months.
F5: The option was immediately exercisable on date of grant. 25% of the shares subject to the option vested on 3/2/2013, and 1/48th of the shares vest each month thereafter over the following 36 months.
F6: The option was immediately exercisable on date of grant. 25% of the shares subject to the option vest on 6/12/2014, and 1/48th of the shares vest each month thereafter over the following 36 months.