RING ENERGY, INC. — Director's Dealing 2020

Nov 3, 2020

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: RING ENERGY, INC. (REI)
CIK: 0001384195
Period of Report: 2020-10-01

Reporting Person: Rochford Living Trust Lloyd Timothy Rochford, Trustee (Prior Director)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2020-10-01	Common Stock	J	275550	—	Acquired	1679500	Direct
2020-10-29	Common Stock	P	142800	$0.7	Acquired	1822300	Direct
2020-10-01	Restricted stock	J	275550	—	Disposed	0	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2020-10-29	Warrants to purchase common stock	$0.8	P	142800	Acquired	2025-10-29	Common Stock (142800)	Direct

Footnotes

F1: Accelerated vesting of restricted stock.

F2: Shares are held by Rochford Family Trust

F3: Acquired pursuant to a public underwritten offering.

F4: Shares and warrants were purchased in public offering at an aggregate price of $0.70.