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RINCON RESOURCES LIMITED — Major Shareholding Notification 2022
Dec 29, 2022
65672_rns_2022-12-29_c3b183bc-c1a1-49d7-8cad-33df2690dbc4.pdf
Major Shareholding Notification
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Form 603
Corporations Act 2001
Section 671B
Notice of initial substantial holder
To Company Name/Scheme Rincon Resources Limited
ACN/ARSN ACN 628 003 538
1. Details of substantial holder (1)
Name Stephen John Dobson
ACN/ARSN (if applicable) N/A
The holder became a substantial holder on 22/12/2022
2. Details of voting power
The total number of votes attached to all the voting shares in the company or voting interests in the scheme that the substantial holder or an associate (2) had a relevant interest (3) in on the date the substantial holder became a substantial holder are as follows:
| Class of securities (4) | Number of securities | Person's votes (5) | Voting power (6) |
|---|---|---|---|
| Ordinary Shares | 3,350,000 | 3,350,000 | 5.05% |
3. Details of relevant interests
The nature of the relevant interest the substantial holder or an associate had in the following voting securities on the date the substantial holder became a substantial holder are as follows:
| Holder of relevant interest | Nature of relevant interest (7) | Class and number of securities |
|---|---|---|
| Stephen John Dobson | Direct | 3,350,000 Ordinary Shares |
4. Details of present registered holders
The persons registered as holders of the securities referred to in paragraph 3 above are as follows:
| Holder of relevantinterest | Registered holder ofsecurities | Person entitled to beregistered as holder (8) | Class and numberof securities |
|---|---|---|---|
| Stephen John Dobson | Stephen John Dobson | Stephen John Dobson | 3,350,000 Ordinary Shares |
5. Consideration
The consideration paid for each relevant interest referred to in paragraph 3 above, and acquired in the four months prior to the day that the substantial holder became a substantial holder is as follows:
| Holder of relevant interest | Date of acquisition | Consideration (9) | Class and number ofsecurities | |
|---|---|---|---|---|
| Refer Annexure A | ||||
6. Associates
The reasons the persons named in paragraph 3 above are associates of the substantial holder are as follows:
| Name and ACN/ARSN (if applicable) | Nature of association |
|---|---|
| N/A | |
7. Addresses
The addresses of persons named in this form are as follows:
| Name | Address |
|---|---|
| Stephen John Dobson | 15 Foundry Court , North Fremantle WA 6159 |
Signature
| print name | Stephen John Dobson | capacity - Individual | |
|---|---|---|---|
| sign here | date | 30/12/2022 | |
ANNEXURE A
THIS IS ANNEXURE A OF 1 PAGES REFERRED TO IN FORM 603 (NOTICE OF INITIAL SUBSTANTIAL HOLDER).
_________________________
STEPHEN JOHN DOBSON DATED: 30 December 2022
5. CONSIDERATION
| HOLDER OF RELEVANT | DATE OF | CONSIDERATION | CLASS AND NUMBER OF | |
|---|---|---|---|---|
| INTEREST | ACQUISITION | SECURITIES | ||
| CASH | NON-CASH | |||
| STEPHEN JOHN DOBSON | 31/08/2022 | $30,042.42 | 305,000 Ordinary Shares | |
| STEPHEN JOHN DOBSON | 19/09/2022 | $91,380.56 | 1,142,257 Ordinary Shares | |
| STEPHEN JOHN DOBSON | 26/09/2022 | $44,977.50 | 463,375 Ordinary Shares | |
| STEPHEN JOHN DOBSON | 27/09/2022 | $13,122.60 | 138,200 Ordinary Shares | |
| STEPHEN JOHN DOBSON | 3/10/2022 | $10,500.00 | 100,000 Ordinary Shares | |
| STEPHEN JOHN DOBSON | 4/10/2022 | $13,615.14 | 129,668 Ordinary Shares | |
| STEPHEN JOHN DOBSON | 5/10/2022 | $4,334.96 | 42,333 Ordinary Shares | |
| STEPHEN JOHN DOBSON | 7/10/2022 | $10,500.00 | 100,000 Ordinary Shares | |
| STEPHEN JOHN DOBSON | 10/10/2022 | $7,721.90 | 77,999 Ordinary Shares | |
| STEPHEN JOHN DOBSON | 11/10/2022 | $9,650.00 | 100,000 Ordinary Shares | |
| STEPHEN JOHN DOBSON | 17/10/2022 | $9,800.00 | 100,000 Ordinary Shares | |
| STEPHEN JOHN DOBSON | 18/10/2022 | $9,800.00 | 100,000 Ordinary Shares | |
| STEPHEN JOHN DOBSON | 19/10/2022 | $10,000.00 | 100,000 Ordinary Shares | |
| STEPHEN JOHN DOBSON | 21/10/2022 | $5,000.00 | 50,000 Ordinary Shares | |
| STEPHEN JOHN DOBSON | 24/10/2022 | $5,000.00 | 50,000 Ordinary Shares | |
| STEPHEN JOHN DOBSON | 25/10/2022 | $128.48 | 1,168 Ordinary Shares | |
| STEPHEN JOHN DOBSON | 16/12/2022 | $4,330.53 | 48,117 Ordinary Shares | |
| STEPHEN JOHN DOBSON | 19/12/2022 | $4,669.47 | 51,883 Ordinary Shares | |
| STEPHEN JOHN DOBSON | 21/12/2022 | $4,400.00 | 50,000 Ordinary Shares | |
| STEPHEN JOHN DOBSON | 22/12/2022 | $17,400.00 | 200,000 Ordinary Shares |