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Rimini Street, Inc. — Director's Dealing 2019
Sep 5, 2019
32928_dirs_2019-09-05_c03376b1-bcd4-4c35-889c-d30c1dd633fa.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Rimini Street, Inc. (RMNI)
CIK: 0001635282
Period of Report: 2019-09-03
Reporting Person: Lyskawa Nancy (SVP - Global Client Onboarding)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2019-09-03 | Common Stock | M | 34972 | $1.3143 | Acquired | 35972 | Direct |
| 2019-09-03 | Common Stock | S | 34972 | $4.7408 | Disposed | 1000 | Direct |
| 2019-09-04 | Common Stock | M | 6050 | $1.3143 | Acquired | 7050 | Direct |
| 2019-09-04 | Common Stock | S | 6050 | $4.7063 | Disposed | 1000 | Direct |
| 2019-09-05 | Common Stock | M | 3978 | $1.3143 | Acquired | 4978 | Direct |
| 2019-09-05 | Common Stock | S | 3978 | $4.7155 | Disposed | 1000 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2019-09-03 | Employee Stock Option (Right to Buy) | $1.3143 | M | 34972 | Disposed | 2020-02-05 | Common Stock (34972) | Direct |
| 2019-09-04 | Employee Stock Option (Right to Buy) | $1.3143 | M | 6050 | Disposed | 2020-02-05 | Common Stock (6050) | Direct |
| 2019-09-05 | Employee Stock Option (Right to Buy) | $1.3143 | M | 3978 | Disposed | 2020-02-05 | Common Stock (3978) | Direct |
Footnotes
F1: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.
F2: The shares subject to the option are fully-vested and exercisable.
F3: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $4.70 to $4.81, inclusive. The Reporting Person undertakes to provide to Rimini Street, Inc., any security holder of Rimini Street, Inc., or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote of this Form 4.
F4: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $4.70 to $4.75, inclusive. The Reporting Person undertakes to provide to Rimini Street, Inc., any security holder of Rimini Street, Inc., or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote of this Form 4.
F5: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $4.70 to $4.73, inclusive. The Reporting Person undertakes to provide to Rimini Street, Inc., any security holder of Rimini Street, Inc., or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote of this Form 4.