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Riley Exploration Permian, Inc. — Director's Dealing 2021
Oct 16, 2021
32669_dirs_2021-10-15_4e450c37-02f3-45bb-a12d-497c5b5db240.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Riley Exploration Permian, Inc. (REPX)
CIK: 0001001614
Period of Report: 2021-10-13
Reporting Person: Riley Exploration Group, LLC (N/A)
Reporting Person: YORKTOWN ENERGY PARTNERS IV LP (N/A)
Reporting Person: Yorktown IV CO LLC (N/A)
Reporting Person: YORKTOWN ENERGY PARTNERS V LP (N/A)
Reporting Person: Yorktown V CO LLC (N/A)
Reporting Person: Yorktown Energy Partners VI LP (N/A)
Reporting Person: Yorktown VI Associates LLC (N/A)
Reporting Person: Yorktown Energy Partners VII, L.P. (N/A)
Reporting Person: Yorktown VII Associates LLC (N/A)
Reporting Person: Yorktown Energy Partners VIII, L.P. (N/A)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-10-13 | Common Stock, par value $0.001 per share | J | 800771 | — | Disposed | 3485779 | Direct |
| 2021-10-13 | Common Stock, par value $0.001 per share | J | 100482 | — | Acquired | 100482 | Direct |
| 2021-10-13 | Common Stock, par value $0.001 per share | J | 615784 | — | Acquired | 615784 | Direct |
| 2021-10-13 | Common Stock, par value $0.001 per share | J | 84505 | — | Acquired | 84505 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock, par value $0.001 per share | 390860 | Direct |
Footnotes
F1: On October 13, 2021, Riley Exploration Group, LLC ("REG") entered into Redemption Agreements with each of Yorktown Energy Partners IV, L.P. ("Yorktown IV"), Yorktown Energy Partners V, L.P. ("Yorktown V") and Yorktown Energy Partners VI, L.P. ("Yorktown VI"), pursuant to which REG redeemed all of its membership units held by each of Yorktown IV, Yorktown V and Yorktown VI in exchange for shares of common stock, par value $0.001 per share, of Riley Exploration Permian, Inc. (the "Common Stock"). Yorktown IV, Yorktown V and Yorktown VI each received approximately 0.704 shares of Common Stock for each REG membership unit that was redeemed.
F2: Shares owned directly by REG. Yorktown Energy Partners VII, L.P. ("Yorktown VII"), Yorktown Energy Partners VIII, L.P. ("Yorktown VIII"), Yorktown Energy Partners IX, L.P. ("Yorktown IX") and Yorktown Energy Partners X, L.P. ("Yorktown X") collectively own approximately 98.93% of REG. Yorktown VII Associates LLC is the sole general partner of Yorktown VII Company LP, the sole general partner of Yorktown VII. Yorktown VIII Associates LLC is the sole general partner of Yorktown VIII Company LP, the sole general partner of Yorktown VIII. Yorktown IX Associates LLC is the sole general partner of Yorktown IX Company LP, the sole general partner of Yorktown IX. Yorktown X Associates LLC is the sole general partner of Yorktown X Company LP, the sole general partner of Yorktown X.
F3: Shares owned directly by Yorktown IV. Yorktown IV Company LLC is the sole general partner of Yorktown IV.
F4: Shares owned directly by Yorktown V. Yorktown V Company LLC is the sole general partner of Yorktown V.
F5: Shares owned directly by Yorktown VI. Yorktown VI Associates LLC is the sole general partner of Yorktown VI Company LP, the sole general partner of Yorktown VI.
F6: Shares owned directly by Yorktown X. Yorktown X Associates LLC is the sole general partner of Yorktown X Company LP, the sole general partner of Yorktown X.