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RIGEL PHARMACEUTICALS INC — Director's Dealing 2017
Nov 8, 2017
32801_dirs_2017-11-07_596eb34d-7775-49ca-8ce3-77664493f60f.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: RIGEL PHARMACEUTICALS INC (RIGL)
CIK: 0001034842
Period of Report: 2017-11-03
Reporting Person: Maynard Ryan D (EVP & CFO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-11-03 | Common Stock | M | 100000 | $2.14 | Acquired | 100000 | Direct |
| 2017-11-03 | Common Stock | S | 100000 | $3.90 | Disposed | 0 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2017-11-03 | Employee Stock Option (right to buy) | $2.14 | M | 100000 | Disposed | 2025-01-26 | Common Stock (100000) | Direct |
Footnotes
F1: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 8, 2017.
F2: The option vested monthly over two years from January 1, 2015.
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