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RIEDEL RESOURCES LIMITED — Major Shareholding Notification 2013
Jun 30, 2013
65702_rns_2013-06-30_51686444-9508-4724-8642-48b4a1200bb0.pdf
Major Shareholding Notification
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From: CQS

Page: 1/3
To:
From:
Form 604 - Notice of change of interest of substantial holder Subject:
Tel:
Fax:
Web:
Message: Dear Sirs
Please find attached a Form 604 on behalf of CQS Asset Management Limited.
Kind Regards,
Nicholas Coxon Compliance Manager CQS 5th Floor
33 Grosvenor Place London SW1X 7HY United Kingdom
+44 (0)20 7201 2423 +44 (0) 20 7 20 1 1 2 8 3 www.cas.ch
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agreement; (ii) legal, regulatory, tax, accounting or other advice; (iii) an offer, recommendation or solicitation to buy or sell shares in any fund or any security, commodity, financial instrument or derivative linked to, or otherwise included in, a portfolio managed or advised by CQS; or (iv) an offer to enter into any other transaction whatsoever. The Information may be the personal opinion of the individual sender and not of
CQS. CQS (UK) LLP (registered no. OC307419) and CQS (Grosvenor) LLP (registered no. OC368071) are limited liability partnerships; CQS Asset Management Limited (registered no. 04988116), CQS Investment Management Limited (registered no. 05607786) and CQS Management Limited (registered no. 03691917) Manufacture in Englishered in Englishered in Englishered in the registered and conservative and limited liability companies and registered in Englishered and Wales with their registered and conservative Floor, 33 Chester S information about members of the CQS Group please visit www.cqs.ch

From: CQS To: 0061297780999 Page: 2/3 Date: 28/06/2013 16:42:03
Form 604
Corporations Act 2001 Section 671B
Notice of change of interests of substantial holder
| To Company Name/Scheme | RIEDEL RESOGRCES LIMITED ,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,, |
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|---|---|---|---|---|---|
| AGNARSN | 143 042 022 | . . . | |||
| 1. Details of substantial holder (1) | |||||
| Name | COS Asset hansgement Limited . . . |
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| ACN/ARSN (if applicable) NM. |
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| There was a change in the interests of the | |||||
| substantial holder on | 27/06/2013 | ||||
| The previous notice was given to the company on | 10/12/2012 |
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| The previous notice was dated | . 10/12/2012 |
2. Previous and present voting power
The lotal number of votes attached to all the voting shares in the company or voting interests in the scheme that the substantial holder or an associate (2) had a relevant interest (3) in when last required, and when now required, to give a substantial tiolding notice to the company or scheme, are as follows:
| Previous notice | ---------- | Present notice --------------------------------------- . |
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|---|---|---|---|---|---|
| Class of securities (4) | Parson's votes ---------------- |
Voting power (5) --------------------------------------- |
Person's votes. | Voting power (5)} . |
|
| JORI NPV | 8.666,666 | . 39% . |
8.591.165 | -99% | |
| . Total |
8.666.666 -------------------------------------- |
-8.39% | 8.591.165 . |
.99% |
3. Changes in relevant interests
Particulars of each change in, or change in the nature of, a relevant interest of the substantial holder or an associate in voting securities of the company or scheme, since the substantial holder was fast required to give a substantial holding notice to the company or scheme are as follows:
| Date of change | Person whose relevant interest changed |
Nature of change (6) | Consideration given in relation to change $(7)$ |
Class and number of Securities affected |
Person's votes affected |
|---|---|---|---|---|---|
| 27/08/2013 | City Natural Resources High Yield Trust Plc |
Sali | 1361:06 AUD | 75.501 Qrd | 75.501 Ord |
4. Present relevant interests
Particulars of each relevant interest of the substantial holder in voling securities after the change are as follows:
| Holder of relevant. interes. |
Registered holder of securities |
Person entitled to be registered as holder (8) |
Nature of relevant interest (6) |
Class and mumber of securities |
----- Person's votes |
|---|---|---|---|---|---|
| High Yield Trust Plc | ! City Natural Resources HSBC Custody Nominees (Australia) Limited |
l HSBC Custody Nominees. (Australia) Limited |
Ord NPV 8.591.165 | 7.99% |
5. Changes in association
The persons who have become associates (2) of, caased to be associates of, or have changed the nature of their association (9) with, the substantial holder in relation to voting interests in the company or scheme are as follows:
| Name and ACN/ARSN (if applicable) | Nature of association |
|---|---|
| . l Nia |
|
| 6. 1103505 |
The addresses of persons named in this form are as follows:
| . | -------------------------------------- |
|---|---|
From: CQS To: 0061297780999 Page: 3/3 Date: 28/06/2013 16:42:03
| Brust Plc | (City Natural Resources ≻ligh Yield) | c/e -- CQS Asset Management Limited, 5 th Floor, 33 Chester Street, Lendon SW1X 7BL, UK | ||||
|---|---|---|---|---|---|---|
| Signature | ||||||
| print name Kate Haswell | capacity | Compliance Officer, CCS Asset Management Limited |
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| sign here | $-\sqrt{\mathcal{L}^2}$ | date. | 28/06/2013 | |||
| DIRECTIONS | ||||||
| $\langle \cdot, \cdot \rangle$ | is clearly set out in paragraph 6 of the form. | If there are a number of substantial holders with similar or related relevant interests (eg. a corporation and its related corporations, or the manager and trustee of an equity trust), the names could be included in an annexure to the form. If the relevant interests of a group of persons are essentially similar, they may be referred to throughout the form as a specifically named group if the membership of each group, with the names and addresses of members |
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| (2) | See the definition of "associate" in section 9 of the Corporations Act 2001. | |||||
| (3) | . See the definition of "relevant interest" in sections 608 and 671B(7) of the Corporations Act 2001. | |||||
| (4) | The voting shares of a company constitute one class unless divided into separate classes. | |||||
| $\langle 5 \rangle$ | The person's votes divided by the total votes in the body corporate or scheme multiplied by 100. | |||||
| (6) | include details of. | |||||
| any relevant agreement or other circumstances because of which the change in relevant interest occurred. If subsection 6718(4) applies, a copy (a) of any document setting out the terms of any relevant agreement, and a statement by the person giving full and accurate details of any contract, scheme of arrangement, inust accompany this form, together with a written statement certifying this contract, scheme or arrangement, and |
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| $\left( t\right)$ any qualification of the power of a person to exercise, control the exercise of, or influence the exercise of, the voting powers or disposal of the securities to which the relevant interest relates (indicating clearly the particular securities to which the qualification applies). |
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| See the definition of "relevant agreement" in section 9 of the Corporations Act 2001. | ||||||
| $\langle T \rangle$ | Details of the consideration must include any and all benefits, money and other, that any person-from whem a relevant interest was acquired has, or may, become entitled to receive in relation to that acquisition. Datails must be included even if the benefit is conditional on the happening or not of a contingency. Details must be included on any benefit paid on behalf of the substantial holder or its associate in relation to the acquisitions, even if they are not paid directly to the person from whom the relevant interest was acquired. |
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| ${6}$ | If the substantial holder is unable to determine the identity of the person (eg. if the relevant interest arises because of an option) write "unknown". | |||||
| $\langle 9 \rangle$ | Give details, if appropriate, of the present association and any change in that association since the last substantial holding notice. | |||||