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RIEDEL RESOURCES LIMITED — Major Shareholding Notification 2013
Jul 1, 2013
65702_rns_2013-07-01_3e5b6204-53e1-4ffa-ae22-33058b54a01d.pdf
Major Shareholding Notification
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From: CQS

To:
From:
Form 604 - Notice of change of interest of substantial holder Subject:
Tel:
Fax:
Web:
Message: Dear Sirs
Please find attached a Form 604 on behalf of CQS Asset Management Limited.
Kind Regards,
Nicholas Coxon Compliance Manager CQS 5th Floor
33 Grosvenor Place London SW1X 7HY United Kingdom
+44 (0)20 7201 2423 +44 (0) 20 7 20 1 1 2 8 3 www.cas.ch
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The Information is for the liability for any loss or damage resulting from the receipt or use of the Information and does not warrant as to the completeness or accuracy of the Information. The Information does not constitute: (i) a binding legal
agreement; (ii) legal, regulatory, tax, accounting or other advice; (iii) an offer, recommendation or solicitation to buy or sell shares in any fund or any security, commodity, financial instrument or derivative linked to, or otherwise included in, a portfolio managed or advised by CQS; or (iv) an offer to enter into any other transaction whatsoever. The Information may be the personal opinion of the individual sender and not of
CQS. CQS (UK) LLP (registered no. OC307419) and CQS (Grosvenor) LLP (registered no. OC368071) are limited liability partnerships; CQS Asset Management Limited (registered no. 04988116), CQS Investment Management Limited (registered no. 05607786) and CQS Management Limited (registered no. 03691917) Manufacture in Englishered in Englishered in Englishered in the registered and conservative and limited liability companies and registered in Englishered and Wales with their registered and conservative Floor, 33 Chester S information about members of the CQS Group please visit www.cqs.ch

From: CQS To: 0061297780999 Page: 2/3 Date: 01/07/2013 18:21:46
Form 604 Corporations Act.2004
Section 6718
Notice of change of interests of substantial holder
| To Company Name/Scheme | RIEDEL RESOURCES LIMITED | ||
|---|---|---|---|
| ACNIARSN | 143 042 022 | ||
| 1. Details of substantial holder (1) | |||
| Name | COS Asset Wanagement Limited | ||
| ACN/ARSN (if applicable) | 卡刀 | ||
| There was a change in the interests of the | |||
| substantial holder on | 28/05/2013 | ||
| The previous notice was given to the company on | 28/06/2013 |
2. Previous and present voting power
The previous notice was dated
The fotal number of votes attached to all the voting shares in the company or voting interests in the scheme that the substantial holder or an associate (2) had a relevant interest (3) in when last required, and when now required, to give a substantial holding notice to the company or scheme, are as follows:
28/06/2013
| . | Previous notice: | -------------------------------------- | Present notice -------- |
-------------------------------------- |
|---|---|---|---|---|
| Class of securities (4) | ---------- -------------- ---------- - Person's votes |
Veting power (5) | Person's voles _____ ____ |
. Voting power (8)) ___ |
| -------------------------------------- ******** lOm NPV |
. 8.591.165 |
-------------------------------------- ' 99% ------------- . |
6.646.022 -------------------------------------- |
6.18% |
| -------------------------------------- Total |
. 8.591,165 |
-99% ---------- |
6.646.022 ------------------------- |
\$.18% --------------------------------------- ------- ----- |
3. Changes in relevant interests
Particulars of each change in, or change in the nature of, a relevant interest of the substantial holder or an associate in voting securities of the company or scheme, since the substantial holder was last required to give a substantial holding notice to the company or scheme are as follows:
| Date of change | Person whose relevant interest chanded |
Nature of change (6) | Consideration aiven in relation. to change $(7)$ |
Class and number of Securities affected |
Person's votes affected ------ ---- - |
|---|---|---|---|---|---|
| 28/08/2013 | ICity Natural Resources High Yield Trust Plc |
Sell | 23.147.20 AUD | 1.945.143 | 1.945.143 . . . |
Present relevant interests 4.
Particulars of each relevant interest of the substantial holder in voting securities after the change are as follows:
| . Realstered Holder of holder of relevant securities interest |
Person entitled to be registered as holder (8) |
Nature of relevant interest (6) |
Class and number of securities |
Person's votes | |
|---|---|---|---|---|---|
| I City Natural Resources HSBC Custody Nominees HSBC Custody Nominees (Australia) Limited High Yield Trust Plc ********* |
(Australia) Limited | --------------------------------------- Crd NPV 6.646.022 |
6.18% \\\\\\\\\\\\\\\\\\\ |
5. Changes in association
The persons who have become associates (2) of, ceased to be associates of, or have changed the nature of their association (9) with, the substantial holder in relation to voting interests in the company or scheme are as follows:
| --------------------------------------- | |
|---|---|
| Name and ACN/ARSN (if applicable) | Nature of association |
| l NiA . . |
CONTRACTOR |
- Addresses
The addresses of persons named in this form are as follows:
| and the contract of the contract contract of the con- | |
|---|---|
| Name | |
| the contract of the contract of the contract of the contract of the contract of the contract of the contract of | |
| fFrust Plo | (City Natural Resources High Yield) | c/o -- CQS Asset Management Limited, 5 % Floor, 33 Chester Street, London SW1X 7BL, UK | ||||
|---|---|---|---|---|---|---|
| Signature | ||||||
| print name Kate Haswell | сарасцу | Compliance Officer, COS Asset Management Limited |
||||
| sign here | $x_3$ | dale | 01/07/2013 ,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,, |
|||
| DIRECTIONS | ||||||
| (1) | is clearly set out in paragraph 6 of the form. | If there are a number of substantial holders with similar or related relevant interests (eg. a corporation and its related corporations; or the manager and trustee of an equity trust), the names could be included in an annexure to the form. If the relevant interests of a group of persons are essentially similar, they may be referred to throughout the form as a specifically named group if the membership of each group, with the names and addresses of members |
||||
| (2) | See the definition of "associate" in section 9 of the Corporations Act 2001. | |||||
| (3) | See the definition of "relevant interest" in sections 608 and 671B(7) of the Corporations Act 2001. | |||||
| (4) | The voting shares of a company constitute one class unless divided into separate classes. | |||||
| (5) | The person's votes divided by the total votes in the body corporate or scheme multiplied by 100. | |||||
| (6) | Include details of: | |||||
| any relevant agreement or other circumstances because of which the change in relevant interest occurred. If subsection 671B(4) applies, a copy $\langle a \rangle$ of any document setting out the terms of any relevant agreement, and a statement by the person giving full and accurate details of any contract, scheme or arrangement, must accompany this form, together with a written statement certifying this contract, scheme or arrangement; and |
||||||
| any qualification of the power of a person to exercise, control the exercise of, or influence the exercise of, the voting powers or disposal of the (0) securities to which the relevant interest relates (indicating clearly the particular securities to which the qualification applies). |
||||||
| See the definition of "relevant agreement" in section 9 of the Corporations Act 2001. | ||||||
| -67) | Details of the consideration must include any and all benefits, money and other, that any person from whom a relevant interest was acquired has, or may, become entitied to receive in relation to that acquisition. Details must be included even if the benefit is conditional on the happening or not of a contingency. Details must be included on any benefit paid on behalf of the substantial holder or its associate in relation to the acquisitions, even if they are not paid directly to the nerson from whom, the relevant interest was acquired. |
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| (3) | If the substantial holder is unable to determine the identity of the person (eg. if the relevant interest arises because of an option) write "unknown". | |||||
| $\left( \mathcal{G}\right)$ | Give details, if appropriate, of the present association and any change in that association since the last substantial holding notice. | |||||