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RideNow Group, Inc. — Director's Dealing 2021
Sep 4, 2021
33803_dirs_2021-09-03_af0798c3-815c-4f03-b707-bc7ce71418f9.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: RumbleOn, Inc. (RMBL)
CIK: 0001596961
Period of Report: 2021-08-31
Reporting Person: Dixon Denmar John (N/A)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-08-31 | Class B Common Stock | P | 13636 | $33 | Acquired | 54280 | Direct |
| 2021-09-03 | Class B Common Stock | M | 2464 | — | Acquired | 56744 | Direct |
| 2021-09-03 | Class B Common Stock | M | 2125 | — | Acquired | 58869 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-09-03 | Restricted Stock Units | $ | M | 2464 | Disposed | Class B Common Stock (2464) | Direct | |
| 2021-09-03 | Restricted Stock Units | $ | M | 2125 | Disposed | Class B Common Stock (2125) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Class B Common Stock | 62642 | Indirect |
| Class B Common Stock | 75 | Indirect |
| Class B Common Stock | 638 | Indirect |
Footnotes
F1: These shares were purchased pursuant to an underwritten public offering.
F2: Includes 2,641 shares held in a joint account with the Reporting Person's spouse.
F3: Represents shares of Issuer Class B Common Stock received upon delivery of shares underlying vested restricted stock units ("RSUs").
F4: Represents shares owned through Blue Flame Capital, LLC, an entity controlled by the Reporting Person.
F5: Represents shares owned by the Reporting Person's son.
F6: Represents shares owned by the Reporting Person's spouse.
F7: Each RSU represents a contingent right to receive one share of Issuer Class B Common Stock.
F8: In connection with the Issuer's business combination with RideNow, the vesting of these RSUs were accelerated and the shares of Class B Common Stock were issued on September 3, 2021.