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RideNow Group, Inc. — Director's Dealing 2020
Jan 17, 2020
33803_dirs_2020-01-16_115f1db3-6da2-452e-9836-938a0bb15b34.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: RumbleON, Inc. (RMBL)
CIK: 0001596961
Period of Report: 2020-01-14
Reporting Person: Dixon Denmar John (N/A)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2020-01-14 | Class B Common Stock | P | 200000 | $.57 | Acquired | 1252829 | Indirect |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Class B Common Stock | 234500 | Direct |
| Class B Common Stock | 1500 | Indirect |
| Class B Common Stock | 12750 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Restricted Stock Units | $ | Class B Common Stock (68000) | 68000 | Direct | |
| Restricted Stock Units | $ | Class B Common Stock (17500) | 17500 | Direct | |
| Restricted Stock Units | $ | Class B Common Stock (35000) | 35000 | Direct |
Footnotes
F1: These shares were purchased pursuant to an underwritten public offering.
F2: Represents shares owned through Blue Flame Capital, LLC, an entity controlled by the Reporting Person.
F3: Includes 52,811 shares held in a joint account with the Reporting Person's spouse.
F4: Represents shares owned by the Reporting Person's son.
F5: Represents shares owned by the Reporting Person's spouse.
F6: Each RSU represents a contingent right to receive one share of RMBL Class B Common Stock.
F7: These RSUs were granted on June 25, 2018.
F8: The RSUs vest (1) 20% on the last day of the thirteenth month following the grant date, (2) 2.5% monthly on the last day of each month beginning on the last day of the fourteenth month following the grant date through the last of the twenty-fifth month following the grant date and (3) 4.17% monthly on the last day of each month beginning on the last day of the twenty-sixth month following the grant date through the last day of the thirty-seventh month following the grant date.
F9: These RSUs were granted on March 31, 2017.
F10: These RSUs were granted on June 3, 2019.
F11: The RSUs vest one year from the grant date, and are subject to prorata vesting if a director leaves the Board of Directors before the one year period.