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RICHARDSON ELECTRONICS, LTD. — Director's Dealing 2024
May 15, 2024
33958_dirs_2024-05-15_74c0213d-4db5-4065-807d-4ea2adf18739.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: RICHARDSON ELECTRONICS, LTD. (RELL)
CIK: 0000355948
Period of Report: 2024-05-13
Reporting Person: PELOQUIN GREGORY J (N/A)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2024-05-13 | Common Stock | M | 928 | $9.99 | Acquired | 928 | Direct |
| 2024-05-13 | Common Stock | S | 928 | $10.5174 | Disposed | 0 | Direct |
| 2024-05-14 | Common Stock | M | 21206 | $9.99 | Acquired | 21206 | Direct |
| 2024-05-14 | Common Stock | S | 21206 | $10.5298 | Disposed | 0 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2024-05-13 | Employee Option (Right to Buy) | $9.99 | M | 928 | Disposed | 2024-06-26 | Common Stock (928) | Direct |
| 2024-05-14 | Employee Option (Right to Buy) | $9.99 | M | 21206 | Disposed | 2024-06-26 | Common Stock (21206) | Direct |
Footnotes
F1: The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $10.50 to $10.57 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the issuer, or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F2: The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $10.50 to $10.65 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the issuer, or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.