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RICHARDSON ELECTRONICS, LTD. Director's Dealing 2023

May 22, 2023

33958_dirs_2023-05-22_18c1d762-e31b-4732-b518-f7617238f78b.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: RICHARDSON ELECTRONICS, LTD. (RELL)
CIK: 0000355948
Period of Report: 2023-05-18

Reporting Person: PLANTE PAUL J (Director)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2023-05-18 Common Stock M 5000 $6.90 Acquired 5000 Direct
2023-05-18 Common Stock M 5000 $9.10 Acquired 10000 Direct
2023-05-18 Common Stock M 5000 $7.66 Acquired 15000 Direct
2023-05-18 Common Stock S 15000 $18.0921 Disposed 0 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2023-05-18 Employee Stock Option (Right to Buy) $6.90 M 5000 Disposed 2026-10-03 Common Stock (5000) Direct
2023-05-18 Employee Stock Option (Right to Buy) $9.10 M 5000 Disposed 2028-08-20 Common Stock (5000) Direct
2023-05-18 Employee Stock Option (Right to Buy) $7.66 M 5000 Disposed 2031-07-19 Common Stock (5000) Direct

Footnotes

F1: The price reported is the weighted average price of multiple trades at prices ranging from $18.00 to $18.155 per share, inclusive. The reporting person will provide, upon request by the SEC staff, the Issuer or a security holder of the issuer, full information regarding the number of shares sold at each price within the reported range.