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RICHARDSON ELECTRONICS, LTD. — Director's Dealing 2023
May 22, 2023
33958_dirs_2023-05-22_18c1d762-e31b-4732-b518-f7617238f78b.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: RICHARDSON ELECTRONICS, LTD. (RELL)
CIK: 0000355948
Period of Report: 2023-05-18
Reporting Person: PLANTE PAUL J (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2023-05-18 | Common Stock | M | 5000 | $6.90 | Acquired | 5000 | Direct |
| 2023-05-18 | Common Stock | M | 5000 | $9.10 | Acquired | 10000 | Direct |
| 2023-05-18 | Common Stock | M | 5000 | $7.66 | Acquired | 15000 | Direct |
| 2023-05-18 | Common Stock | S | 15000 | $18.0921 | Disposed | 0 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2023-05-18 | Employee Stock Option (Right to Buy) | $6.90 | M | 5000 | Disposed | 2026-10-03 | Common Stock (5000) | Direct |
| 2023-05-18 | Employee Stock Option (Right to Buy) | $9.10 | M | 5000 | Disposed | 2028-08-20 | Common Stock (5000) | Direct |
| 2023-05-18 | Employee Stock Option (Right to Buy) | $7.66 | M | 5000 | Disposed | 2031-07-19 | Common Stock (5000) | Direct |
Footnotes
F1: The price reported is the weighted average price of multiple trades at prices ranging from $18.00 to $18.155 per share, inclusive. The reporting person will provide, upon request by the SEC staff, the Issuer or a security holder of the issuer, full information regarding the number of shares sold at each price within the reported range.
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