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RICHARDSON ELECTRONICS, LTD. — Director's Dealing 2022
Jan 12, 2022
33958_dirs_2022-01-12_801c1307-e8de-4b46-8512-9c45ad4b8767.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: RICHARDSON ELECTRONICS LTD/DE (RELL)
CIK: 0000355948
Period of Report: 2022-01-11
Reporting Person: Ben Robert J (CFO, CAO, Corporate Secretary)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2022-01-11 | Common Stock | M | 2000 | $6.90 | Acquired | 44662 | Direct |
| 2022-01-11 | Common Stock | M | 1500 | $5.61 | Acquired | 46162 | Direct |
| 2022-01-11 | Common Stock | M | 1500 | $4.26 | Acquired | 47662 | Direct |
| 2022-01-11 | Common Stock | S | 5000 | $15.08 | Disposed | 42662 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2022-01-11 | Employee Stock Option (Right to Buy) | $6.90 | M | 2000 | Disposed | 2026-10-03 | Common Stock (2000) | Direct |
| 2022-01-11 | Employee Stock Option (Right to Buy) | $5.61 | M | 1500 | Disposed | 2029-07-22 | Common Stock (1500) | Direct |
| 2022-01-11 | Employee Stock Option (Right to Buy) | $4.26 | M | 1500 | Disposed | 2030-07-21 | Common Stock (1500) | Direct |
Footnotes
F1: Options vest 20% per year, beginning 10/03/2017
F2: Options vest 20% per year, beginning 07/22/2020
F3: Options vest 20% per year, beginning 07/21/2021
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