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RICHARDSON ELECTRONICS, LTD. — Director's Dealing 2022
Jul 28, 2022
33958_dirs_2022-07-28_e4700760-986d-45b7-9991-ef96d0ead31c.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: RICHARDSON ELECTRONICS, LTD. (RELL)
CIK: 0000355948
Period of Report: 2022-07-26
Reporting Person: Ben Robert J (CFO, CAO, Corporate Secretary)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2022-07-26 | Common Stock | M | 1500 | $5.61 | Acquired | 51062 | Direct |
| 2022-07-26 | Common Stock | M | 1500 | $4.26 | Acquired | 52562 | Direct |
| 2022-07-26 | Common Stock | M | 1500 | $7.66 | Acquired | 54062 | Direct |
| 2022-07-26 | Common Stock | S | 4500 | $16.14 | Disposed | 49562 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2022-07-26 | Employee Stock Option (Right to Buy) | $5.61 | M | 1500 | Disposed | 2029-07-22 | Common Stock (1500) | Direct |
| 2022-07-26 | Employee Stock Option (Right to Buy) | $4.26 | M | 1500 | Disposed | 2030-07-21 | Common Stock (1500) | Direct |
| 2022-07-26 | Employee Stock Option (Right to Buy) | $7.66 | M | 1500 | Disposed | 2031-07-19 | Common Stock (1500) | Direct |
Footnotes
F1: Options vest 20% per year, beginning 07/22/2020
F2: Options vest 20% per year, beginning 07/21/2021
F3: Options vest 20% per year, beginning 07/19/2022
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