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RICHARDSON ELECTRONICS, LTD. — Director's Dealing 2022
Aug 2, 2022
33958_dirs_2022-08-02_a1636602-eae1-4a77-9c12-8df4af9f0b94.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: RICHARDSON ELECTRONICS, LTD. (RELL)
CIK: 0000355948
Period of Report: 2022-07-29
Reporting Person: Ruppert Jens Frank (EVP Canvys)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2022-07-29 | Common Stock | M | 1242 | $9.10 | Acquired | 38742 | Direct |
| 2022-07-29 | Common Stock | M | 812 | $5.61 | Acquired | 39554 | Direct |
| 2022-07-29 | Common Stock | S | 2054 | $16.00 | Disposed | 37500 | Direct |
| 2022-08-01 | Common Stock | M | 7758 | $9.10 | Acquired | 45258 | Direct |
| 2022-08-01 | Common Stock | M | 2188 | $5.61 | Acquired | 47446 | Direct |
| 2022-08-01 | Common Stock | M | 15000 | $6.90 | Acquired | 62446 | Direct |
| 2022-08-01 | Common Stock | S | 24946 | $16.00 | Disposed | 37500 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2022-07-29 | Employee Stock Option (Right to Buy) | $9.10 | M | 1242 | Disposed | 2028-08-20 | Common Stock (1242) | Direct |
| 2022-07-29 | Employee Stock Option (Right to Buy) | $5.61 | M | 812 | Disposed | 2029-07-22 | Common Stock (812) | Direct |
| 2022-08-01 | Employee Stock Option (Right to Buy) | $9.10 | M | 7758 | Disposed | 2028-08-20 | Common Stock (7758) | Direct |
| 2022-08-01 | Employee Stock Option (Right to Buy) | $5.61 | M | 2188 | Disposed | 2029-07-22 | Common Stock (2188) | Direct |
| 2022-08-01 | Employee Stock Option (Right to Buy) | $6.90 | M | 15000 | Disposed | 2026-10-03 | Common Stock (15000) | Direct |
Footnotes
F1: Options vest 20% per year, beginning 8/20/2019
F2: Options vest 20% per year, beginning 07/22/2020
F3: Options vest 20% per year, beginning 10/03/2017
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