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RICHARDSON ELECTRONICS, LTD. Director's Dealing 2022

Aug 2, 2022

33958_dirs_2022-08-02_a1636602-eae1-4a77-9c12-8df4af9f0b94.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: RICHARDSON ELECTRONICS, LTD. (RELL)
CIK: 0000355948
Period of Report: 2022-07-29

Reporting Person: Ruppert Jens Frank (EVP Canvys)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2022-07-29 Common Stock M 1242 $9.10 Acquired 38742 Direct
2022-07-29 Common Stock M 812 $5.61 Acquired 39554 Direct
2022-07-29 Common Stock S 2054 $16.00 Disposed 37500 Direct
2022-08-01 Common Stock M 7758 $9.10 Acquired 45258 Direct
2022-08-01 Common Stock M 2188 $5.61 Acquired 47446 Direct
2022-08-01 Common Stock M 15000 $6.90 Acquired 62446 Direct
2022-08-01 Common Stock S 24946 $16.00 Disposed 37500 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2022-07-29 Employee Stock Option (Right to Buy) $9.10 M 1242 Disposed 2028-08-20 Common Stock (1242) Direct
2022-07-29 Employee Stock Option (Right to Buy) $5.61 M 812 Disposed 2029-07-22 Common Stock (812) Direct
2022-08-01 Employee Stock Option (Right to Buy) $9.10 M 7758 Disposed 2028-08-20 Common Stock (7758) Direct
2022-08-01 Employee Stock Option (Right to Buy) $5.61 M 2188 Disposed 2029-07-22 Common Stock (2188) Direct
2022-08-01 Employee Stock Option (Right to Buy) $6.90 M 15000 Disposed 2026-10-03 Common Stock (15000) Direct

Footnotes

F1: Options vest 20% per year, beginning 8/20/2019

F2: Options vest 20% per year, beginning 07/22/2020

F3: Options vest 20% per year, beginning 10/03/2017