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RICHARDSON ELECTRONICS, LTD. — Director's Dealing 2021
Jul 21, 2021
33958_dirs_2021-07-21_4e130abe-52a1-44a7-828b-bf0b0da3bd1d.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: RICHARDSON ELECTRONICS LTD/DE (RELL)
CIK: 0000355948
Period of Report: 2021-07-19
Reporting Person: RICHARDSON EDWARD J (Director, Chairman & CEO, 10% Owner)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-07-19 | Common Stock | A | 20000 | $0.00 | Acquired | 84092 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-07-19 | Employee Stock Option (right to buy) | $7.66 | A | 20000 | Acquired | 2031-07-19 | Common Stock (20000) | Direct |
Footnotes
F1: Represents a restricted stock award under the Richardson Electronics, Ltd. Amended and Restated 2011 Long-Term Incentive Plan, which shall vest ratably over a three year period, beginning on the first anniversary of the date of issuance
F2: The stock option was granted on 07/19/2021 pursuant to the Richardson Electronics, Ltd. Amended and Restated 2011 Long-Term Incentive Plan. The option vests over
5 years with 1/5 of the total number of shares subject to the option vesting on each anniversary of the date of grant, until fully vested