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RICHARDSON ELECTRONICS, LTD. — Director's Dealing 2019
Feb 20, 2019
33958_dirs_2019-02-20_f690920d-b48f-4e13-ab63-51386b0aaaf8.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: RICHARDSON ELECTRONICS LTD/DE (RELL)
CIK: 0000355948
Period of Report: 2019-02-19
Reporting Person: Ben Robert J (CFO, CAO, Corporate Secretary)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2019-02-19 | Common Stock | M | 2407 | $5.49 | Acquired | 22369 | Direct |
| 2019-02-19 | Common Stock | S | 2407 | $7.25 | Disposed | 19962 | Direct |
| 2019-02-19 | Common Stock | M | 200 | $5.49 | Acquired | 20162 | Direct |
| 2019-02-19 | Common Stock | S | 200 | $7.26 | Disposed | 19962 | Direct |
| 2019-02-19 | Common Stock | M | 393 | $5.49 | Acquired | 20355 | Direct |
| 2019-02-19 | Common Stock | S | 393 | $7.27 | Disposed | 19962 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2019-02-19 | Employee Stock Option (Right to Buy) | $5.49 | M | 2407 | Disposed | 2025-08-17 | Common Stock (2407) | Direct |
| 2019-02-19 | Employee Stock Option (Right to Buy) | $5.49 | M | 200 | Disposed | 2025-08-17 | Common Stock (200) | Direct |
| 2019-02-19 | Employee Stock Option (Right to Buy) | $5.49 | M | 393 | Disposed | 2025-08-17 | Common Stock (393) | Direct |
Footnotes
F1: Option vests 20% per year, beginning 8/17/2016
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