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RICHARDSON ELECTRONICS, LTD. — Director's Dealing 2019
Sep 5, 2019
33958_dirs_2019-09-05_b8504bdb-7716-4890-99c8-589c40460650.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: RICHARDSON ELECTRONICS LTD/DE (RELL)
CIK: 0000355948
Period of Report: 2019-09-04
Reporting Person: Diddell Wendy (COO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2019-09-04 | Common Stock | M | 10249 | $5.67 | Acquired | 59687 | Direct |
| 2019-09-04 | Common Stock | S | 10249 | $6.00 | Disposed | 49438 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2019-09-04 | Employee Stock Option (Right to Buy) | $5.67 | M | 10249 | Disposed | 2019-10-13 | Common Stock (10249) | Direct |
Footnotes
F1: This transaction was effected pursuant to a trading plan adopted by the reporting person in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934 (the "10b5-1 Plan"). Accordingly, the reporting person had no discretion with regard to the timing of the transaction.
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