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RICHARDSON ELECTRONICS, LTD. Director's Dealing 2013

Nov 12, 2013

33958_dirs_2013-11-12_6a39524d-238e-4c53-8c28-82ff0c4a055b.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: RICHARDSON ELECTRONICS LTD/DE (RELL)
CIK: 0000355948
Period of Report: 2013-11-07

Reporting Person: Dudek James (Controller & Chief Accounting)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2013-11-07 Common Stock M 1000 $6.23 Acquired 2003 Direct
2013-11-07 Common Stock M 2000 $5.03 Acquired 4003 Direct
2013-11-07 Common Stock M 2200 $5.67 Acquired 6203 Direct
2013-11-07 Common Stock S 1000 $11.115 Disposed 5203 Direct
2013-11-07 Common Stock S 2500 $11.05 Disposed 2703 Direct
2013-11-07 Common Stock S 292 $11.051 Disposed 2411 Direct
2013-11-07 Common Stock S 621 $11.091 Disposed 1790 Direct
2013-11-07 Common Stock S 687 $11.09 Disposed 1103 Direct
2013-11-07 Common Stock S 100 $11.115 Disposed 1003 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2013-11-07 Employee stock option (right to buy) $6.23 M 1000 Disposed 2017-12-17 Common Stock (1000) Direct
2013-11-07 Employee stock option (right to buy) $5.03 M 2000 Disposed 2018-10-21 Common Stock (2000) Direct
2013-11-07 Employee Stock Option (Right to Buy) $5.67 M 2200 Disposed 2019-10-13 Common Stock (2200) Direct

Footnotes

F1: Partial exercise of an employee stock option of which 1,000 shares vested on December 17, 2008, 2009, 2010, 2011, 2012.

F2: Partial exercise of an employee stock option of which 1,000 shares vested on October 21, 2009, 2010, 2011, 2012, 2013.

F3: Partial exercise of an employee stock option of which 1,000 shares vested on October 13, 2010, 2011, 2012, 2013, 2014.