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RICHARDSON ELECTRONICS, LTD. — Director's Dealing 2013
Nov 12, 2013
33958_dirs_2013-11-12_6a39524d-238e-4c53-8c28-82ff0c4a055b.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: RICHARDSON ELECTRONICS LTD/DE (RELL)
CIK: 0000355948
Period of Report: 2013-11-07
Reporting Person: Dudek James (Controller & Chief Accounting)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2013-11-07 | Common Stock | M | 1000 | $6.23 | Acquired | 2003 | Direct |
| 2013-11-07 | Common Stock | M | 2000 | $5.03 | Acquired | 4003 | Direct |
| 2013-11-07 | Common Stock | M | 2200 | $5.67 | Acquired | 6203 | Direct |
| 2013-11-07 | Common Stock | S | 1000 | $11.115 | Disposed | 5203 | Direct |
| 2013-11-07 | Common Stock | S | 2500 | $11.05 | Disposed | 2703 | Direct |
| 2013-11-07 | Common Stock | S | 292 | $11.051 | Disposed | 2411 | Direct |
| 2013-11-07 | Common Stock | S | 621 | $11.091 | Disposed | 1790 | Direct |
| 2013-11-07 | Common Stock | S | 687 | $11.09 | Disposed | 1103 | Direct |
| 2013-11-07 | Common Stock | S | 100 | $11.115 | Disposed | 1003 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2013-11-07 | Employee stock option (right to buy) | $6.23 | M | 1000 | Disposed | 2017-12-17 | Common Stock (1000) | Direct |
| 2013-11-07 | Employee stock option (right to buy) | $5.03 | M | 2000 | Disposed | 2018-10-21 | Common Stock (2000) | Direct |
| 2013-11-07 | Employee Stock Option (Right to Buy) | $5.67 | M | 2200 | Disposed | 2019-10-13 | Common Stock (2200) | Direct |
Footnotes
F1: Partial exercise of an employee stock option of which 1,000 shares vested on December 17, 2008, 2009, 2010, 2011, 2012.
F2: Partial exercise of an employee stock option of which 1,000 shares vested on October 21, 2009, 2010, 2011, 2012, 2013.
F3: Partial exercise of an employee stock option of which 1,000 shares vested on October 13, 2010, 2011, 2012, 2013, 2014.
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