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RICHARDSON ELECTRONICS, LTD. — Director's Dealing 2010
Dec 2, 2010
33958_dirs_2010-12-02_b9169eac-f066-4198-bdb0-3c751fbcf145.zip
Director's Dealing
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SEC Form 4/A — Form 4/A
Issuer: RICHARDSON ELECTRONICS LTD/DE (RELL)
CIK: 0000355948
Period of Report: 2010-11-24
Reporting Person: Diddell Wendy (EVP Corporate Development)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2010-11-24 | Common Stock | M | 1376 | $5.03 | Acquired | 1376 | Direct |
| 2010-11-24 | Common Stock | S | 1376 | $10.9069 | Disposed | 0 | Direct |
| 2010-11-24 | Common Stock | M | 2750 | $5.67 | Acquired | 2750 | Direct |
| 2010-11-24 | Common Stock | S | 2750 | $10.9069 | Disposed | 0 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2010-11-24 | Employee Stock Option (Right to Buy) | $5.03 | M | 1376 | Disposed | 2018-10-21 | Common Stock (1376) | Direct |
| 2010-11-24 | Employee Stock Option (Right to Buy) | $5.67 | M | 2750 | Disposed | 2019-10-13 | Common Stock (2750) | Direct |
Footnotes
F1: The options exercised were incorrectly identified in the reporting person's original Form 4 due to incorrect information provided by the reporting person's broker
F2: The exercise and sale reported in this Form 4 were affected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person
F3: Partial exercise of an employee stock option of wich 3,000 shares each vested on October 21, 2009 and 2010
F4: Partial exercise of an employee stock option of which 3,000 shares vested on October 13, 2010
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