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RICHARDSON ELECTRONICS, LTD. — Director's Dealing 2010
Dec 2, 2010
33958_dirs_2010-12-02_5e7c1153-abd9-4ee1-a466-728414e5333c.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: RICHARDSON ELECTRONICS LTD/DE (RELL)
CIK: 0000355948
Period of Report: 2010-12-01
Reporting Person: Diddell Wendy (EVP Corporate Development)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2010-12-01 | Common Stock | M | 6903 | $7.24 | Acquired | 6903 | Direct |
| 2010-12-01 | Common Stock | S | 6903 | $10.91 | Disposed | 0 | Direct |
| 2010-12-01 | Common Stock | M | 250 | $5.67 | Acquired | 250 | Direct |
| 2010-12-01 | Common Stock | S | 250 | $10.91 | Disposed | 0 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2010-12-01 | Employee Stock Option (Right to Buy) | $7.24 | M | 6903 | Disposed | 2017-10-09 | Common Stock (6903) | Direct |
| 2010-12-01 | Employee Stock Option (Rigth to Buy) | $5.67 | M | 250 | Disposed | 2019-10-13 | Common Stock (250) | Direct |
Footnotes
F1: The exercise and sale reported in the Form 4 were affected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.
F2: Partial exercise of an employee stock option of which 2,500 shares each vested on October 9, 2008, 2009, and 2010.
F3: Partial exercise of an employee option of which 3,000 shares vested on October 13, 2010.
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