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RICHARDSON ELECTRONICS, LTD. — Director's Dealing 2007
Feb 6, 2007
33958_dirs_2007-02-06_a1813c8d-8580-4e6f-b93c-8ab5820071b1.zip
Director's Dealing
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SEC Form 3 — Initial Statement of Beneficial Ownership
Issuer: RICHARDSON ELECTRONICS LTD/DE (REL)
CIK: 0000355948
Period of Report: 2007-02-02
Reporting Person: Heise Robert (Vice President and GM of DSG)
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common $.05 par value | 3066 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Stock Option (Right to Buy) | $13.813 | 2010-09-14 | Common Stock $.05 pv (10000) | Direct | |
| Stock Option (Right to Buy) | $7.06 | 2011-09-21 | Common Stock $.05 pv (10000) | Direct | |
| Stock Option (Right to Buy) | $7.75 | 2014-09-10 | Common Stock $.05 pv (4115) | Direct | |
| Stock Option (Right to Buy) | $8.35 | 2015-10-19 | Common Stock $.05 pv (2358) | Direct | |
| Stock Option (Right to Buy) | $8.58 | 2016-10-17 | Common Stock $.05 pv (2000) | Direct | |
| Stock Option (Right to Buy) | $7.00 | 2008-09-22 | Common Stock $.05 pv (1000) | Direct | |
| Stock Option (Right to Buy) | $6.75 | 2009-12-06 | Common Stock $.05 pv (1050) | Direct |
Footnotes
F1: Includes 509 shares of stock fully vested on May 31, 2005. Does not include 4,101 shares allocated to the account of the reporting person under the Richardson Electronics, Ltd. Employees Stock Ownership Plan and Trust ("ESOP") to which shares beneficial ownership disclaimed.
F2: Option fully vested as of 9/14/2005.
F3: Option fully vested as of 9/21/2006.
F4: Option granted to reporting person, which is exercisable in 823 share increments on 9/10 of each succeeding year, beginning 9/10/2005.
F5: Option granted to reporting person, which is exercisable in 472 share increments on 10/19 of each succeeding year, beginning 10/19/2006.
F6: Option granted to reporting person, which is exercisable in 400 share increments on 10/17 of each succeeding year, beginning 10/17/2007.
F7: Option fully vested as of 9/22/2003.
F8: Option fully vested as of 10/27/2004.