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RICHARDSON ELECTRONICS, LTD. — Director's Dealing 2006
Oct 19, 2006
33958_dirs_2006-10-19_c7af7a21-bb2e-4c2f-b4eb-26072d2a1d90.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: RICHARDSON ELECTRONICS LTD/DE (REL)
CIK: 0000355948
Period of Report: 2006-10-17
Reporting Person: KENNEDY MURRAY J (Exec. VP & General Manager)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2006-10-17 | Common Stock $.05 par value | A | 93 | $9.00 | Acquired | 2034 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2006-10-17 | Employee Stock Option (Right to Buy) | $8.58 | A | 10000 | Acquired | 2016-10-17 | Common Stock $.05 pv ps (10000) | Direct |
Footnotes
F1: Option vests 20% per year, beginning 10/17/2007
F2: Option grant price of $8.58 which is the close price on the date of grant.
F3: Restricted Stock Award vests on January 1, 2007.
F4: Does not include 2,652 shares allocated to the account of the reporting person under the Richardson Electronics, Ltd. Employees Stock Ownership Plan and Trust ("ESOP") to which shares beneficial ownership is disclaimed. Includes 987 shares purchased through the Richardson Electronics, Ltd. Employees Stock Purchase Plan on May 30, 2003, a 423 Plan. Includes 954 shares of a stock award which were fully vested in May 2005.