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RHYTHM PHARMACEUTICALS, INC. — Director's Dealing 2017
Oct 10, 2017
30849_dirs_2017-10-10_75d0a686-989a-4427-8bc7-ebdcc5dc7cd2.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: RHYTHM PHARMACEUTICALS, INC. (RYTM)
CIK: 0001649904
Period of Report: 2017-10-10
Reporting Person: PFIZER INC (10% Owner)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-10-10 | Common Stock | C | 447514 | — | Acquired | 447514 | Direct |
| 2017-10-10 | Common Stock | C | 940125 | — | Acquired | 1387639 | Direct |
| 2017-10-10 | Common Stock | P | 40000 | $17.00 | Acquired | 1427639 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2017-10-10 | Series A Convertible Preferred Stock | $ | C | 447514 | Disposed | Common Stock (447514) | Direct | |
| 2017-10-10 | Series A-1 Junior Preferred Stock | $ | C | 940125 | Disposed | Common Stock (940125) | Direct |
Footnotes
F1: In connection with the closing of the Issuer's initial public offering, each share of the Issuer's series A convertible preferred stock (the "Series A Preferred") and series A-1 junior preferred stock (the "Series A-1 Preferred") converted into the Issuer's common stock on a 9.17-for-one basis without payment or consideration. The Series A Preferred and the Series A-1 Preferred had no expiration date.
F2: Reflects the number of shares of Series A Preferred and Series A-1 Preferred, as applicable, held by the Reporting Person on an as-converted to common stock basis.