RH — Regulatory Filings 2021

Apr 22, 2021

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

WASHINGTON, D.C. 20549

FORM 8-K

CURRENT REPORT

Pursuant to Section 13 or 15(d)

of the Securities Exchange Act of 1934

Date of report (Date of earliest event reported): April 16, 2021

(Exact name of registrant as specified in its charter)

Delaware	001-35720	45-3052669
(State or other jurisdiction of incorporation)	(Commission File Number)	(I.R.S. Employer Identification No.)

15 Koch Road , Corte Madera , California 94925

(Address of principal executive offices) (Zip Code)

Registrant’s telephone number, including area code: ( 415 ) 924-1005

N/A

(Former name or former address, if changed since last report.)

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):

☐ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

☐ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

☐ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

☐ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

Securities registered pursuant to Section 12(b) of the Act:

​	​	​	​	​
Title of each class	​	Trading symbol	​	Name of each exchange on which registered
Common Stock, $0.0001 par value	​	RH	​	New York Stock Exchange

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).

Emerging growth company ☐

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐

Item 5.02. Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers.

On April 16, 2021, David Stanchak, President and Chief Real Estate and Development Officer of RH (the “Company”) provided notice to the Company of his intention to retire from his position as President and Chief Real Estate and Development Officer of the Company with an effective date of May 16, 2021.

Mr. Stanchak has indicated that he wishes to spend additional time with his family and pursue other matters including personal business investments and community interests.

Item 8.01. Other Events.

In connection with Mr. Stanchak’s retirement, on April 22, 2021, Gary Friedman, Chairman and Chief Executive Officer of the Company, issued an internal announcement to the Company’s employees (the “Internal Announcement”). A copy of the Internal Announcement is attached as Exhibit 99.1 hereto and is incorporated herein by reference.

Item 9.01. — (d) Exhibits. ​	​
Exhibit No.		Description
99.1	​	Internal Announcement dated April 22, 2021.
104		Cover Page Interactive Data File-the cover page XBRL tags are embedded within the Inline XBRL document

SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

/s/ Jack Preston
Jack Preston
Chief Financial Officer