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RGC RESOURCES INC — Director's Dealing 2021
Jan 6, 2021
33582_dirs_2021-01-06_9f9e2022-52ab-49bc-b43d-9b5fbdcf9164.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: RGC RESOURCES INC (RGCO)
CIK: 0001069533
Period of Report: 2021-01-04
Reporting Person: Shockley C James Jr (Vice President and COO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-01-04 | Common Stock | A | 2870 | $23.83 | Acquired | 12095.524 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Employee Stock Options | $14.4 | 2024-12-04 | Common Stock (0) | 4500 | Direct |
| Employee Stock Options | $14.147 | 2025-12-03 | Common Stock (0) | 4500 | Direct |
| Employee Stock Options | $16.367 | 2026-12-08 | Common Stock (0) | 4500 | Direct |
Footnotes
F1: Shares issued on 01/04/2021 to reporting person pursuant to an award under the Restricted Stock Plan to be vested over a three-year period with 956.667 shares vesting on 01/04/2021, 956.667 shares vesting on 01/04/2022, and 956.666 shares vesting on 01/03/2023.
F2: Total includes 2,758.516 shares of unvested restricted stock from current and prior grants and also includes 3.658 shares purchased through dividends reinvested in the RGC Resources, Inc. Dividend Reinvestment Stock Purchase Plan and 30.772 restricted shares purchased 11/01/2020 through dividends reinvested in the RGC Resources, Inc. Restricted Stock Plan.