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RGC RESOURCES INC Director's Dealing 2021

Jan 6, 2021

33582_dirs_2021-01-06_8fd07041-213c-4a8b-b4f9-34e4984be01b.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: RGC RESOURCES INC (RGCO)
CIK: 0001069533
Period of Report: 2021-01-04

Reporting Person: Wells Robert L II (Vice President and CIO)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2021-01-04 Common Stock A 1888 $23.83 Acquired 18109.023 Direct

Holdings (Derivative)

Security Exercise Price Expiration Underlying Shares Ownership
Employee Stock Options $14.147 2025-12-03 Common Stock (0) 1250 Direct
Employee Stock Options $16.367 2026-12-08 Common Stock (0) 3750 Direct

Footnotes

F1: Shares issued to reporting person pursuant to an award under the Restricted Stock Plan to be vested over a three-year period with 629.333 shares vesting on 01/04/2021, 629.333 shares vesting on 01/04/2022, and 629.334 shares vesting on 01/03/2023.

F2: Total includes 1,852.704 shares of unvested restricted stock from current and prior grants and also includes 10.785 shares purchased through dividends reinvested in the RGC Resources, Inc. Dividend Reinvestment Stock Purchase Plan and 10.864 restricted shares purchased 11/01/2020 through dividends reinvested in the RGC Resources, Inc. Restricted Stock Plan.