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RGC RESOURCES INC Director's Dealing 2021

Jan 6, 2021

33582_dirs_2021-01-06_547bc2b7-cf99-4bf2-8946-65f8f4652d80.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: RGC RESOURCES INC (RGCO)
CIK: 0001069533
Period of Report: 2021-01-04

Reporting Person: Burton Randall P. II (VP, Treasurer, Secretary & CFO)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2021-01-04 Common Stock P 4.131 $24.21 Acquired 1040.404 Direct
2021-01-04 Common Stock A 2833 $23.83 Acquired 3873.404 Direct

Holdings (Derivative)

Security Exercise Price Expiration Underlying Shares Ownership
Employee Stock Options $27.87 2030-04-01 Common Stock (0) 8000 Direct

Footnotes

F1: Purchases made with optional cash contribution pursuant to the RGC Resources, Inc. Dividend Reinvestment and Stock Purchase Plan.

F2: Shares issued to reporting person pursuant to an award under the Restricted Stock Plan to be vested over a three-year period with 944.333 shares vesting on 01/04/2021, 944.333 shares vesting on 01/04/2022, and 944.334 shares vesting on 01/03/2023.

F3: Total includes 1,888.667 shares of unvested restricted stock from current grants.