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RGC RESOURCES INC Director's Dealing 2021

Feb 2, 2021

33582_dirs_2021-02-02_2cbbeae8-5220-499a-9084-dbe99fb931ed.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: RGC RESOURCES INC (RGCO)
CIK: 0001069533
Period of Report: 2021-01-29

Reporting Person: Nester Paul W (Director, President and CEO)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2021-01-29 Common Stock M 1000 $14.4 Acquired 39118.507 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2021-01-29 Employee Stock Options $14.4 M 1000 Disposed 2024-12-04 Common Stock (1000) Direct

Holdings (Derivative)

Security Exercise Price Expiration Underlying Shares Ownership
Employee Stock Options $14.147 2025-12-03 Common Stock (0) 7500 Direct
Employee Stock Options $16.367 2026-12-08 Common Stock (0) 7500 Direct

Footnotes

F1: Exercise of options granted 12/04/2014.

F2: Total includes 17.967 shares purchased 02/01/2021 through dividends reinvested in the RGC Resources, Inc. Dividend Reinvestment Stock Purchase Plan and 111.22 restricted shares purchased 02/01/2021 through dividends reinvested in the RGC Resources, Inc. Restricted Stock Plan.