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RGC RESOURCES INC — Director's Dealing 2021
May 14, 2021
33582_dirs_2021-05-14_781c69dd-74f2-40a1-a433-0de92b4b905b.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: RGC RESOURCES INC (RGCO)
CIK: 0001069533
Period of Report: 2021-05-12
Reporting Person: Shockley C James Jr (Vice President and COO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-05-12 | Common Stock | M | 1500 | $14.4 | Acquired | 13712.276 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-05-12 | Employee Stock Options | $14.4 | M | 1500 | Disposed | 2024-12-04 | Common Stock (1500) | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Employee Stock Options | $14.147 | 2025-12-03 | Common Stock (0) | 4500 | Direct |
| Employee Stock Options | $16.367 | 2026-12-08 | Common Stock (0) | 4500 | Direct |
Footnotes
F1: Exercise of options granted 12/04/2014.
F2: Includes 4.391 shares purchased through dividends reinvested in the RGC Resources, Inc. Dividend Reinvestment Stock Purchase Plan and 52.252 restricted shares purchased through dividends reinvested in the RGC Resources, Inc. Restricted Stock Plan on February 1, 2021. Also includes 4.629 shares purchased through dividends reinvested in the RGC Resources, Inc. Dividend Reinvestment Stock Purchase Plan and 55.48 restricted shares purchased through dividends reinvested in the RGC Resources, Inc. Restricted Stock Plan on May 3, 2021.