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RGC RESOURCES INC — Director's Dealing 2020
Jan 6, 2020
33582_dirs_2020-01-06_38028742-c8c8-4fd3-bef4-8b3f0fc122d0.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: RGC RESOURCES INC (RGCO)
CIK: 0001069533
Period of Report: 2020-01-02
Reporting Person: Shockley C James Jr (VP & Chief Operating Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2020-01-02 | Common Stock | A | 2216 | $28.57 | Acquired | 9091.819 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Employee Stock Options | $14.4 | 2024-12-04 | Common Stock (0) | 4500 | Direct |
| Employee Stock Options | $14.147 | 2025-12-03 | Common Stock (0) | 4500 | Direct |
| Employee Stock Options | $16.367 | 2026-12-08 | Common Stock (0) | 4500 | Direct |
Footnotes
F1: Shares issued on 01/02/2020 to reporting person pursuant to an award under the Restricted Stock Plan to be vested over a three-year period with 738.667 shares vesting on 01/02/2020, 738.667 shares vesting on 01/04/2021, and 738.666 shares vesting on 01/03/2022.
F2: Total includes 1,942.113 shares of unvested restricted stock from current and prior grants and also includes 2.543 shares purchased through dividends reinvested in the RGC Resources, Inc. Dividend Reinvestment Stock Purchase Plan and 12.634 restricted shares purchased 11/01/2019 through dividends reinvested in the RGC Resources, Inc. Restricted Stock Plan.