RGC RESOURCES INC — Director's Dealing 2019

Jan 4, 2019

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: RGC RESOURCES INC (RGCO)
CIK: 0001069533
Period of Report: 2018-12-11

Reporting Person: Shockley C James Jr (VP, Operations)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2018-12-11	Common Stock	M	1	$12.63	Acquired	5569.329	Direct
2018-12-11	Common Stock	S	1	$28	Disposed	5568.329	Direct
2019-01-02	Common Stock	A	1244	$27.49	Acquired	6812.329	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2018-12-11	Employee Stock Options	$12.633	M	1	Disposed	2023-12-06	Common Stock (1)	Direct

Holdings (Derivative)

Security	Exercise Price	Expiration	Underlying	Shares	Ownership
Employee Stock Options	$14.4	2024-12-04	Common Stock (4500)	4500	Direct
Employee Stock Options	$14.147	2025-12-03	Common Stock (4500)	4500	Direct
Employee Stock Options	$16.367	2026-12-08	Common Stock (4500)	4500	Direct

Footnotes

F1: Exercise of options granted 12/06/2013

F2: Shares issued on 01/02/2019 to reporting person pursuant to an award under the Restricted Stock Plan to be vested over a three year period with 414.667 vesting immediately.

F3: Balance includes 1,256.999 shares of unvested restricted stock.