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RGC RESOURCES INC — Director's Dealing 2019
Feb 14, 2019
33582_dirs_2019-02-14_ad647a6e-c439-4258-909c-ff262e880150.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: RGC RESOURCES INC (RGCO)
CIK: 0001069533
Period of Report: 2019-02-12
Reporting Person: D ORAZIO JOHN S (Director, CEO & President)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2019-02-12 | Common Stock | M | 2892 | $12.673 | Acquired | 46167.241 | Direct |
| 2019-02-12 | Common Stock | S | 2892 | $28 | Disposed | 43275.241 | Direct |
| 2019-02-12 | Common Stock | M | 2008 | $12.633 | Acquired | 45283.241 | Direct |
| 2019-02-12 | Common Stock | S | 2008 | $28 | Disposed | 43275.241 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2019-02-12 | Employee Stock Options | $12.673 | M | 2892 | Disposed | 2023-04-01 | Common Stock (2892) | Direct |
| 2019-02-12 | Employee Stock Options | $12.633 | M | 2008 | Disposed | 2023-12-06 | Common Stock (2008) | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Employes Stock Options | $14.4 | 2024-12-04 | Common Stock (7500) | 7500 | Direct |
| Employee Stock Options | $14.147 | 2025-12-03 | Common Stock (8250) | 8250 | Direct |
| Employee Stock Options | $16.367 | 2026-12-08 | Common Stock (9750) | 9750 | Direct |
Footnotes
F1: Exercise of options granted 04/01/2013.
F2: Exercise of options granted 12/06/2013.
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