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RGC RESOURCES INC — Director's Dealing 2019
Mar 15, 2019
33582_dirs_2019-03-15_4677d396-23c5-4652-8f3e-e0299cdfec34.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: RGC RESOURCES INC (RGCO)
CIK: 0001069533
Period of Report: 2019-03-13
Reporting Person: Nester Paul W (VP, Treasurer, Secretary & CFO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2019-03-13 | Common Stock | M | 1650 | $12.673 | Acquired | 17533.011 | Direct |
| 2019-03-13 | Common Stock | M | 1000 | $12.633 | Acquired | 18533.011 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2019-03-13 | Employee Stock Options | $12.673 | M | 1650 | Disposed | 2023-04-01 | Common Stock (1650) | Direct |
| 2019-03-13 | Employee Stock Options | $12.633 | M | 1000 | Disposed | 2023-12-06 | Common Stock (1000) | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Employee Stock Options | $14.4 | 2024-12-04 | Common Stock (6000) | 6000 | Direct |
| Employee Stock Options | $14.147 | 2025-12-03 | Common Stock (7500) | 7500 | Direct |
| Employee Stock Options | $16.367 | 2026-12-08 | Common Stock (7500) | 7500 | Direct |
Footnotes
F1: Exercise of options granted 04/01/2013.
F2: Includes 6.988 shares purchased through dividends reinvested in the RGC Resources, Inc. Dividend Reinvestment Stock Purchase Plan and 22.549 restricted shares purchased 02/01/2019 through dividends reinvested in the RGC Resources, Inc. Restricted Stock Plan.
F3: Exercise of options granted 12/06/2013.
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