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RGC RESOURCES INC Director's Dealing 2019

Mar 15, 2019

33582_dirs_2019-03-15_4677d396-23c5-4652-8f3e-e0299cdfec34.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: RGC RESOURCES INC (RGCO)
CIK: 0001069533
Period of Report: 2019-03-13

Reporting Person: Nester Paul W (VP, Treasurer, Secretary & CFO)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2019-03-13 Common Stock M 1650 $12.673 Acquired 17533.011 Direct
2019-03-13 Common Stock M 1000 $12.633 Acquired 18533.011 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2019-03-13 Employee Stock Options $12.673 M 1650 Disposed 2023-04-01 Common Stock (1650) Direct
2019-03-13 Employee Stock Options $12.633 M 1000 Disposed 2023-12-06 Common Stock (1000) Direct

Holdings (Derivative)

Security Exercise Price Expiration Underlying Shares Ownership
Employee Stock Options $14.4 2024-12-04 Common Stock (6000) 6000 Direct
Employee Stock Options $14.147 2025-12-03 Common Stock (7500) 7500 Direct
Employee Stock Options $16.367 2026-12-08 Common Stock (7500) 7500 Direct

Footnotes

F1: Exercise of options granted 04/01/2013.

F2: Includes 6.988 shares purchased through dividends reinvested in the RGC Resources, Inc. Dividend Reinvestment Stock Purchase Plan and 22.549 restricted shares purchased 02/01/2019 through dividends reinvested in the RGC Resources, Inc. Restricted Stock Plan.

F3: Exercise of options granted 12/06/2013.