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RGC RESOURCES INC — Director's Dealing 2019
Nov 13, 2019
33582_dirs_2019-11-13_9540847d-fac8-4ea8-9e9a-438511347fb0.zip
Director's Dealing
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SEC Form 5 — Annual Statement of Changes in Beneficial Ownership
Issuer: RGC RESOURCES INC (RGCO)
CIK: 0001069533
Period of Report: 2019-09-30
Reporting Person: Nester Paul W (VP, Treasurer, Secretary & CFO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2019-05-01 | Common Stock | A | 33.064 | $26.72 | Acquired | 18566.075 | Direct |
| 2019-08-01 | Common Stock | A | 31.386 | $28.28 | Acquired | 18597.461 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Employee Stock Options | $12.633 | 2023-12-06 | Common Stock (5000) | 5000 | Direct |
| Employee Stock Options | $14.4 | 2024-12-04 | Common Stock (6000) | 6000 | Direct |
| Employee Stock Options | $14.147 | 2025-12-03 | Common Stock (7500) | 7500 | Direct |
| Employee Stock Options | $16.367 | 2026-12-08 | Common Stock (7500) | 7500 | Direct |
Footnotes
F1: Includes 9.042 shares purchased through dividends reinvested in the RGC Resources, Inc. Dividend Reinvestment Stock Purchase Plan and 24.022 restricted shares purchased 05/01/2019 through dividends reinvested in the RGC Resources, Inc. Restricted Stock Plan.
F2: Includes 8.549 shares purchased through dividends reinvested in the RGC Resources, Inc. Dividend Reinvestment Stock Purchase plan and 22.837 restricted shares purchased 08/01/2019 through dividends reinvested in the RGC Resources, Inc. Restricted Stock Plan.