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RGC RESOURCES INC Director's Dealing 2019

Dec 5, 2019

33582_dirs_2019-12-05_7731c5f0-e0f7-460a-990e-d6f292c8a2dd.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: RGC RESOURCES INC (RGCO)
CIK: 0001069533
Period of Report: 2019-12-03

Reporting Person: Wells Robert L II (VP & Chief Information Officer)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2019-12-03 Common Stock M 3 $14.4 Acquired 14627.639 Direct
2019-12-03 Common Stock S 3 $29.03 Acquired 14624.639 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2019-12-03 Employee Stock Options $14.4 M 3 Disposed 2024-12-04 Common Stock (3) Direct

Holdings (Derivative)

Security Exercise Price Expiration Underlying Shares Ownership
Employee Stock Options $14.147 2025-12-03 Common Stock (0) 3750 Direct
Employee Stock Options $16.367 2026-12-08 Common Stock (0) 3750 Direct

Footnotes

F1: Exercise of options granted 12/4/2014.

F2: Includes 7.417 shares purchased 11/01/2019 through dividends reinvested in the RGC Resources, Inc. Dividend Reinvestment Stock Purchase Plan and 6.885 restricted shares purchased 11/01/2019 through dividends reinvested in the RGC Resources, Inc. Restricted Stock Plan.