RGC RESOURCES INC — Director's Dealing 2019

Dec 9, 2019

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: RGC RESOURCES INC (RGCO)
CIK: 0001069533
Period of Report: 2019-12-05

Reporting Person: D ORAZIO JOHN S (Director, CEO & President)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2019-12-05	Common Stock	M	900	$14.4	Acquired	44939.507	Direct
2019-12-05	Common Stock	S	900	$28.75	Disposed	44039.507	Direct
2019-12-06	Common Stock	M	92	$14.4	Acquired	44131.507	Direct
2019-12-06	Common Stock	S	92	$28.75	Disposed	44039.507	Direct
2019-12-06	Common Stock	M	2308	$14.147	Acquired	46347.507	Direct
2019-12-06	Common Stock	S	2308	$28.75	Disposed	44039.507	Direct
2019-12-06	Common Stock	M	100	$14.147	Acquired	44139.507	Direct
2019-12-06	Common Stock	S	100	$28.97	Disposed	44039.507	Direct
2019-12-06	Common Stock	M	600	$14.147	Acquired	44639.507	Direct
2019-12-06	Common Stock	S	600	$29.1	Disposed	44039.507	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2019-12-05	Employee Stock Options	$14.4	M	900	Disposed	2024-12-04	Common Stock (900)	Direct
2019-12-06	Employee Stock Options	$14.4	M	92	Disposed	2024-12-04	Common Stock (92)	Direct
2019-12-06	Employee Stock Options	$14.147	M	3008	Disposed	2025-12-03	Common Stock (3008)	Direct

Holdings (Derivative)

Security	Exercise Price	Expiration	Underlying	Shares	Ownership
Employee Stock Options	$16.367	2026-12-08	Common Stock (0)	9750	Direct

Footnotes

F1: Exercise of options granted 12/04/2014.

F2: Includes 187.825 shares purchased 11/01/2019 through dividends reinvested in the RGC Resources, Inc. Dividend Reinvestment Stock Purchase Plan and 55.161 restricted shares purchased 11/01/2019 through dividends reinvested in the RGC Resources, Inc. Restricted Stock Plan.

F3: Exercise of options granted 12/03/2015.