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RGC RESOURCES INC — Director's Dealing 2018
Oct 10, 2018
33582_dirs_2018-10-10_d8ee7957-0cbf-4de9-9335-097a9677c337.zip
Director's Dealing
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SEC Form 5 — Annual Statement of Changes in Beneficial Ownership
Issuer: RGC RESOURCES INC (RGCO)
CIK: 0001069533
Period of Report: 2018-09-30
Reporting Person: D ORAZIO JOHN S (Director, CEO & President)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2018-08-01 | Common Stock | A | 171.342 | $28.94 | Acquired | 37285.169 | Direct |
| 2018-08-01 | Common Stock | A | 27.436 | $28.94 | Acquired | 37312.605 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Non-Qualified Stock Option | $12.673 | 2023-04-01 | Common Stock (3600) | 3600 | Direct |
| Non-Qualified Stock Option | $12.633 | 2023-12-06 | Common Stock (7500) | 7500 | Direct |
| Non-Qualified Stock Option | $14.4 | 2024-12-04 | Common Stock (7500) | 7500 | Direct |
| Non-Qualified Stock Option | $14.147 | 2025-12-03 | Common Stock (8250) | 8250 | Direct |
| Non-Qualified Stock Option | $16.367 | 2026-12-08 | Common Stock (9750) | 9750 | Direct |
Footnotes
F1: Shares purchased 08/01/2018 through dividends reinvested in the RGC Resources, Inc. Dividend Reinvestment and Stock Purchase Plan.
F2: Restricted shares purchased 08/01/2018 through dividends reinvested in the RGC Resources, Inc. Restricted Stock Plan.
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