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RGC RESOURCES INC Director's Dealing 2018

Oct 10, 2018

33582_dirs_2018-10-10_d8ee7957-0cbf-4de9-9335-097a9677c337.zip

Director's Dealing

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SEC Form 5 — Annual Statement of Changes in Beneficial Ownership

Issuer: RGC RESOURCES INC (RGCO)
CIK: 0001069533
Period of Report: 2018-09-30

Reporting Person: D ORAZIO JOHN S (Director, CEO & President)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2018-08-01 Common Stock A 171.342 $28.94 Acquired 37285.169 Direct
2018-08-01 Common Stock A 27.436 $28.94 Acquired 37312.605 Direct

Holdings (Derivative)

Security Exercise Price Expiration Underlying Shares Ownership
Non-Qualified Stock Option $12.673 2023-04-01 Common Stock (3600) 3600 Direct
Non-Qualified Stock Option $12.633 2023-12-06 Common Stock (7500) 7500 Direct
Non-Qualified Stock Option $14.4 2024-12-04 Common Stock (7500) 7500 Direct
Non-Qualified Stock Option $14.147 2025-12-03 Common Stock (8250) 8250 Direct
Non-Qualified Stock Option $16.367 2026-12-08 Common Stock (9750) 9750 Direct

Footnotes

F1: Shares purchased 08/01/2018 through dividends reinvested in the RGC Resources, Inc. Dividend Reinvestment and Stock Purchase Plan.

F2: Restricted shares purchased 08/01/2018 through dividends reinvested in the RGC Resources, Inc. Restricted Stock Plan.