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RGC RESOURCES INC — Director's Dealing 2018
Oct 10, 2018
33582_dirs_2018-10-10_3d01fa99-8437-431d-b541-1e73eeabff77.zip
Director's Dealing
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SEC Form 5 — Annual Statement of Changes in Beneficial Ownership
Issuer: RGC RESOURCES INC (RGCO)
CIK: 0001069533
Period of Report: 2018-09-30
Reporting Person: Shockley C James Jr (VP, Operations)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2018-02-01 | Common Stock | A | 2.822 | $23.92 | Acquired | 5533.577 | Direct |
| 2018-02-01 | Common Stock | A | 7.622 | $23.92 | Acquired | 5541.199 | Direct |
| 2018-05-01 | Common Stock | A | 2.555 | $26.43 | Acquired | 5543.754 | Direct |
| 2018-05-01 | Common Stock | A | 6.942 | $26.43 | Acquired | 5550.696 | Direct |
| 2018-08-01 | Common Stock | A | 2.335 | $28.94 | Acquired | 5553.031 | Direct |
| 2018-08-01 | Common Stock | A | 6.377 | $28.94 | Acquired | 5559.408 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Non-Qualified Stock Option | $12.633 | 2023-12-06 | Common Stock (4500) | 4500 | Direct |
| Non-Qualified Stock Option | $14.4 | 2024-12-04 | Common Stock (4500) | 4500 | Direct |
| Non-Qualified Stock Option | $14.147 | 2025-12-03 | Common Stock (4500) | 4500 | Direct |
| Non-Qualified Stock Option | $16.367 | 2026-12-08 | Common Stock (4500) | 4500 | Direct |
Footnotes
F1: Shares purchased 02/01/2018 through dividends reinvested in the RGC Resources, Inc. Dividend Reinvestment and Stock Purchase Plan.
F2: Restricted shares purchased 02/01/2018 through dividends reinvested in the RGC Resources, Inc. Restricted Stock Plan.
F3: Shares purchased 05/01/2018 through dividends reinvested in the RGC Resources, Inc. Dividend Reinvestment and Stock Purchase Plan.
F4: Restricted shares purchased 05/01/2018 through dividends reinvested in the RGC Resources, Inc. Restricted Stock Plan.
F5: Shares purchased 08/01/2018 through dividends reinvested in the RGC Resources, Inc. Dividend Reinvestment and Stock Purchase Plan.
F6: Restricted shares purchased 08/01/2018 through dividends reinvested in the RGC Resources, Inc. Restricted Stock Plan.