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RGC RESOURCES INC Director's Dealing 2018

Oct 10, 2018

33582_dirs_2018-10-10_3d01fa99-8437-431d-b541-1e73eeabff77.zip

Director's Dealing

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SEC Form 5 — Annual Statement of Changes in Beneficial Ownership

Issuer: RGC RESOURCES INC (RGCO)
CIK: 0001069533
Period of Report: 2018-09-30

Reporting Person: Shockley C James Jr (VP, Operations)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2018-02-01 Common Stock A 2.822 $23.92 Acquired 5533.577 Direct
2018-02-01 Common Stock A 7.622 $23.92 Acquired 5541.199 Direct
2018-05-01 Common Stock A 2.555 $26.43 Acquired 5543.754 Direct
2018-05-01 Common Stock A 6.942 $26.43 Acquired 5550.696 Direct
2018-08-01 Common Stock A 2.335 $28.94 Acquired 5553.031 Direct
2018-08-01 Common Stock A 6.377 $28.94 Acquired 5559.408 Direct

Holdings (Derivative)

Security Exercise Price Expiration Underlying Shares Ownership
Non-Qualified Stock Option $12.633 2023-12-06 Common Stock (4500) 4500 Direct
Non-Qualified Stock Option $14.4 2024-12-04 Common Stock (4500) 4500 Direct
Non-Qualified Stock Option $14.147 2025-12-03 Common Stock (4500) 4500 Direct
Non-Qualified Stock Option $16.367 2026-12-08 Common Stock (4500) 4500 Direct

Footnotes

F1: Shares purchased 02/01/2018 through dividends reinvested in the RGC Resources, Inc. Dividend Reinvestment and Stock Purchase Plan.

F2: Restricted shares purchased 02/01/2018 through dividends reinvested in the RGC Resources, Inc. Restricted Stock Plan.

F3: Shares purchased 05/01/2018 through dividends reinvested in the RGC Resources, Inc. Dividend Reinvestment and Stock Purchase Plan.

F4: Restricted shares purchased 05/01/2018 through dividends reinvested in the RGC Resources, Inc. Restricted Stock Plan.

F5: Shares purchased 08/01/2018 through dividends reinvested in the RGC Resources, Inc. Dividend Reinvestment and Stock Purchase Plan.

F6: Restricted shares purchased 08/01/2018 through dividends reinvested in the RGC Resources, Inc. Restricted Stock Plan.