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RGC RESOURCES INC — Director's Dealing 2018
Oct 10, 2018
33582_dirs_2018-10-10_7001b33d-2217-4ae0-a040-b2cbfd72c10c.zip
Director's Dealing
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SEC Form 4/A — Form 4/A
Issuer: RGC RESOURCES INC (RGCO)
CIK: 0001069533
Period of Report: 2018-10-05
Reporting Person: Wells Robert L II (VP, Information Technology)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2018-10-05 | Common Stock | M | 500 | $12.673 | Acquired | 11538.635 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2018-10-05 | Non-Qualified Stock Option | $12.673 | M | 500 | Disposed | 2023-04-01 | Common Stock (4000) | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Non-Qualified Stock Option | $14.4 | 2024-12-04 | Common Stock (3750) | 3750 | Direct |
| Non-Qualified Stock Option | $14.147 | 2025-12-03 | Common Stock (3750) | 3750 | Direct |
| Non-Qualified Stock Option | $16.367 | 2026-12-08 | Common Stock (3750) | 3750 | Direct |
Footnotes
F1: Exercise of options granted 04/01/2013. All options fully exercisable six months after date of grant.
F2: Includes 5.795 shares purchased 5/1/2018 and 5.296 shares purchased 08/01/2018 through dividends reinvested in the RGC Resources, Inc. Dividend Reinvestment and Stock Purchase Plan. Also includes 6.644 restricted shares purchased 05/01/2018 and 6.103 restricted shares purchased 08/01/2018 through dividends reinvested in the RGC Resources, Inc. Restricted Stock Plan.
F3: Amended to reflect Non-Qualified Stock Option as derivative title.
F4: Amended to reflect Non-Qualified Stock Option as derivative title.
F5: Amended to reflect Non-Qualified Stock Option as derivative title.
F6: Amended to reflect Non-Qualified Stock Option as derivative title.