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RGC RESOURCES INC Director's Dealing 2018

Oct 10, 2018

33582_dirs_2018-10-10_7001b33d-2217-4ae0-a040-b2cbfd72c10c.zip

Director's Dealing

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SEC Form 4/A — Form 4/A

Issuer: RGC RESOURCES INC (RGCO)
CIK: 0001069533
Period of Report: 2018-10-05

Reporting Person: Wells Robert L II (VP, Information Technology)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2018-10-05 Common Stock M 500 $12.673 Acquired 11538.635 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2018-10-05 Non-Qualified Stock Option $12.673 M 500 Disposed 2023-04-01 Common Stock (4000) Direct

Holdings (Derivative)

Security Exercise Price Expiration Underlying Shares Ownership
Non-Qualified Stock Option $14.4 2024-12-04 Common Stock (3750) 3750 Direct
Non-Qualified Stock Option $14.147 2025-12-03 Common Stock (3750) 3750 Direct
Non-Qualified Stock Option $16.367 2026-12-08 Common Stock (3750) 3750 Direct

Footnotes

F1: Exercise of options granted 04/01/2013. All options fully exercisable six months after date of grant.

F2: Includes 5.795 shares purchased 5/1/2018 and 5.296 shares purchased 08/01/2018 through dividends reinvested in the RGC Resources, Inc. Dividend Reinvestment and Stock Purchase Plan. Also includes 6.644 restricted shares purchased 05/01/2018 and 6.103 restricted shares purchased 08/01/2018 through dividends reinvested in the RGC Resources, Inc. Restricted Stock Plan.

F3: Amended to reflect Non-Qualified Stock Option as derivative title.

F4: Amended to reflect Non-Qualified Stock Option as derivative title.

F5: Amended to reflect Non-Qualified Stock Option as derivative title.

F6: Amended to reflect Non-Qualified Stock Option as derivative title.